As stewards of DVI’s mission, the Leadership Team shapes firm strategy, promotes cross-department collaboration, and ensures our fiduciary standards guide every decision. These senior leaders bring decades of combined experience, working together to advance client interests, support Associates, and sustain a cohesive, long-term approach to wealth management.
Lawrence “Will” Williams IV
Chairman, President, & Chief Executive Officer
Partner
309-685-0033
will@dviinc.com
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As Chairman, President, and CEO of DVI, Will has been a driving force behind the firm’s evolution into a premier wealth management organization. With over three decades of experience at DVI, Will leads with purpose, integrity, and a relentless commitment to continuous improvement.
Will joined DVI in 1990 after beginning his career as a proprietary trader and economic analyst at a respected local investment firm. His early roles spanned every core function of the business—compliance, operations, accounting, trading, portfolio management, and research—giving him an unmatched, ground-up perspective of the investment advisory world. That foundational experience continues to inform his leadership and strategic vision today.
Inspired early in life by DVI’s founder, David Vaughan, Will was drawn to a mission-driven approach to wealth management: one that marries intellectual rigor with a deep sense of responsibility to clients and community. He became a Partner in the firm and assumed its most senior leadership roles with a clear focus—to preserve DVI’s core values while fostering innovation, growth, and long-term value for clients.
Will holds a B.A. in Economics and Political Science from Denison University and an MBA from Bradley University. His professional values—hard work, perseverance, long-term thinking, and gratitude—mirror his personal passions.
Outside the office, Will enjoys spending time outdoors hunting, fly fishing, and skiing, as well as reading and listening to music. He cherishes time with his wife and daughter and credits much of his personal and professional success to the mentorship and wisdom of lifelong friends, many of whom were decades his senior and helped shape his worldview.
Lawrence “Will” Williams IV
Chairman, President, & Chief Executive Officer
Partner
Brian Christensen
CFA
Senior Vice President
Partner
309-685-0033
brian@dviinc.com
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Brian joined DVI in 1993 and brings more than three decades of investment experience and strategic insight to the firm’s Investment Management team. A long‑time member of DVI’s Investment Committee and former Chief Investment Officer, he has helped shape the firm’s investment research and portfolio implementation disciplines across multiple market cycles so that portfolios remain aligned with clients’ long‑term financial goals. Guided by integrity and a commitment to doing what is right, Brian leads with humility and service, always putting clients’ best interests first.
Before joining the firm, Brian began his career at a leading manufacturing company in Peoria, managing short-term foreign currency exposure before transitioning to oversee the company’s pension assets. He later contributed to the development of the preferred group family of mutual funds and managed both small-cap equity and U.S. government securities portfolios.
Brian earned a B.S. in Business from Eastern Illinois University and an M.B.A. from Illinois State University. He also holds the Chartered Financial Analyst® designation.
Outside of work, he enjoys fishing, hunting, bicycling, gardening, and—above all—spending time with his growing family.
Brian Christensen
CFA
Senior Vice President
Partner
Patrick Smarjesse
CEBS
Senior Vice President
Partner
309-685-0033
pat@dviinc.com
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Pat joined DVI in 1995, bringing with him more than a decade of experience in investment management and deep expertise in retirement plan strategies. Raised in a large family that valued hard work, self-reliance, and education, he built a career grounded in trust, discipline, and long-term client relationships.
He began his career as a retail broker with a national financial firm, where he developed a strong understanding of individual investor needs. His growing focus on retirement planning led to the creation of DVI Consulting Group—a dedicated division serving businesses that sponsor employee retirement plans.
Over the years, Pat has built lasting relationships with both high-net-worth individuals and institutional clients, offering strategic insight and a highly personalized approach to wealth management. As one of DVI’s most senior leaders, he has played a key role in the firm’s transformation from a boutique advisory to a respected institution—helping realize the founding vision of David Vaughan and current President Will Williams.
Pat holds a B.S. in Management from the University of Wisconsin–La Crosse, where he also developed a lifelong appreciation for the outdoors, inspired by the beauty of western Wisconsin.
Outside of work, Pat enjoys fishing, hunting, skiing, and working with his hands—passions he now shares with his growing family, including his first grandchild, welcomed in 2024.
Patrick Smarjesse
CEBS
Senior Vice President
Partner
Todd Sheridan
CFA
Vice President, Portfolio Management & Research
Partner
309-685-0033
todd@dviinc.com
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Todd joined David Vaughan Investments in 1999, bringing with him decades of investment experience and a disciplined, analytical mindset. As one of the firm’s most senior leaders, he has played a key role in shaping DVI’s portfolio strategy and delivering long-term value to clients. Known for his integrity, precision, and steady leadership, Todd sets high standards for himself and fosters a culture of excellence within his team. Todd is steadfast in his commitment to thoughtful execution and enduring client relationships.
Todd’s investment philosophy is rooted in values learned early in life. His professional journey began at age 13, working alongside his father in the family’s appliance repair and refrigeration business. There, he developed a fundamental principle that still informs his approach today: to solve a problem effectively, you must first understand it completely. This mindset—paired with relentless focus and a commitment to integrity—has been a throughline in Todd’s work.
His financial career formally began in 1988 at a prominent Peoria manufacturing company, where he started in cash management before transitioning to its newly established internal investment management division in 1992. This experience laid a strong foundation for his subsequent work at DVI, where he continues to lead with clarity, insight, and an unwavering dedication to the firm’s mission.
Todd holds a B.S. in Finance from the University of Illinois at Urbana-Champaign and the Chartered Financial Analyst® designation.
Outside the office, Todd helps manage a small farm with his wife and enjoys the tangible rewards of working the land. In his free time, he also finds joy in wingshooting during the fall, waterskiing in the summer, and playing the occasional round of golf.
Todd Sheridan
CFA
Vice President, Portfolio Management & Research
Partner
Steve Hinrichs
CFA
Senior Vice President & Chief Investment Officer
Partner
309-685-0033
steve@dviinc.com
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Steve joined DVI in 1998 as a portfolio analyst and has played a critical role in shaping the firm’s investment philosophy, research discipline, and technological evolution. Over the course of his tenure, he has advanced into senior leadership roles, and in 2026, he was promoted to Chief Investment Officer, assuming responsibility for overseeing the firm’s overall investment strategy. As Senior Vice President and Partner, Steve combines unparalleled industry expertise with a collaborative leadership style, earning the respect of both colleagues and clients and help guide DVI’s modern era of disciplined, research-driven investment management.
Steve began his career as an equity analyst at Franklin Life Insurance in Springfield, Illinois, where he built a robust foundation in business analysis, market evaluation, and long-term investment strategy. At DVI, Steve not only drives the firm’s investment strategy but also champions technological integrations that have streamlined operations and enhanced analytical capabilities, ensuring DVI remains on the forefront of the industry.
As a mentor, Steve is dedicated to developing the next generation of investment professionals, offering insightful guidance and steady encouragement to analysts early in their careers. His leadership is characterized by a rare combination of intelligence, integrity, and humility, which has earned him a reputation for sound judgment and a genuine commitment to nurturing talent.
Steve holds a B.A. in Finance from the University of Illinois at Urbana-Champaign and the Chartered Financial Analyst® designation.
Outside of work, Steve is engaged in his community, actively supporting local service initiatives and giving back in meaningful ways. He enjoys traveling with his family, playing golf, and is a passionate supporter of his alma mater, the University of Illinois, as a devoted Fighting Illini fan.
Steve Hinrichs
CFA
Senior Vice President & Chief Investment Officer
Partner
Jeff Huizenga
CFP®, ChFC®, MSFS
Director, Wealth Strategies
Partner
309-685-0033
jeff@dviinc.com
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Jeff joined DVI in 2014 as a Relationship Manager, bringing with him deep expertise in developing and executing sophisticated financial strategies. Prior to DVI, he served as a Senior Wealth Advisor at the local branch of a national accounting and consulting firm, where he guided clients through multi-generational planning and tax-efficient wealth transfer strategies. Jeff was named DVI Partner in 2020.
With over three decades of experience in the financial services industry, Jeff plays a critical leadership role within DVI. He oversees comprehensive financial planning, tax optimization, and estate planning initiatives—often working in close collaboration with clients’ legal and accounting advisors to deliver fully integrated, holistic wealth management solutions. Known for his strategic insight and unwavering commitment to excellence, Jeff is instrumental in helping clients achieve long-term financial security and generational impact. His leadership continues to strengthen DVI’s collaborative culture and reinforces the firm’s reputation for delivering highly personalized, fiduciary-focused advice.
Jeff earned his B.S. from the University of Dubuque and his M.S. in Financial Services from The American College of Financial Services. He holds several of the industry’s most respected credentials, including the CERTIFIED FINANCIAL PLANNER® certification and the Chartered Financial Consultant® designation.
Outside of work, Jeff is deeply devoted to his family and faith and finds renewal in time spent outdoors. One of his greatest joys in recent years has been becoming a grandfather—a role he embraces with pride, purpose, and boundless enthusiasm.
Jeff Huizenga
CFP®, ChFC®, MSFS
Director, Wealth Strategies
Partner
Mike Price
Vice President, Risk Management & Chief Compliance Officer
Partner
309-685-0033
mprice@dviinc.com
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Mike joined DVI in 2014, bringing nearly four decades of experience, including more than 25 years in the financial services industry. Over the course of his career, he has held senior executive roles across a range of organizations, shaping a broad leadership perspective that now drives his strategic oversight of DVI’s risk management and regulatory efforts. Known for his deep industry insight, Mike excels at anticipating and navigating complex compliance challenges, consistently upholding the highest standards of integrity and operational discipline. In recognition of his impact and leadership, he was named a Partner at DVI in 2020.
Drawn to DVI by its exceptional people and a culture rooted in collaboration, respect, and accountability, Mike found the firm’s commitment to excellence and team-driven ethos aligned closely with his own professional values. Since joining, he has remained inspired by DVI’s enduring culture of shared purpose and mutual respect.
Mike’s leadership is guided by core values—integrity, relentless effort, continuous improvement, and a healthy appreciation for life’s lighter moments. His approach reflects both personal conviction and a deep alignment with DVI’s mission.
He holds a B.S. in Finance from Illinois State University and an M.B.A. from Washington University in St. Louis. Deeply committed to his community, Mike gives back through board service and volunteer work focused on causes close to his heart.
Outside the office, Mike is an avid sports fan who enjoys golf, cycling, and travel. He also loves discovering new restaurants and spending meaningful time with his family.
Mike Price
Vice President, Risk Management &
Chief Compliance Officer
Partner
Stephanie Ricketts
CFP®
Managing Director, Relationship Management & Client Services
Partner
309-685-0033
sricketts@dviinc.com
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Since joining DVI in 2007 as a Relationship Manager, Stephanie has been a driving force behind the firm’s continued growth and client success. Over the years, she has advanced into increasingly senior leadership roles—including Senior Relationship Manager, Director of Client Services, and currently, Managing Director of Relationship Management & Client Services. In 2022, she was named Partner, a reflection of her exceptional leadership, client dedication, and steadfast integrity.
With more than 20 years of experience in the financial services industry, Stephanie is recognized for her ability to navigate complex financial landscapes while fostering deep, lasting client relationships. She began her career as a trust advisor in the private client services division of a national bank, where she rose to the position of Vice President. In that role, she managed investment strategies and oversaw trust and estate administration—experience that helped shape her strategic approach and client-first philosophy at DVI.
At DVI, Stephanie leads with both precision and empathy. She mentors future leaders, champions a culture of collaboration and accountability, and plays a vital role in expanding the firm’s presence across Illinois and Florida. Under her direction, the Client Services division continues to deliver high-touch, customized wealth management solutions that reflect DVI’s commitment to excellence.
Stephanie holds both a B.S. in International Business and an M.B.A. from Bradley University. She is also a CERTIFIED FINANCIAL PLANNER® professional, which underscores her expertise and commitment to fiduciary standards.
Outside of work, Stephanie is passionate about community involvement and enjoys traveling and outdoor adventures with her family.
Stephanie Ricketts
CFP®
Managing Director, Relationship Management & Client Services
Partner
Glenn Maxey
CFA
Chief of Staff & Senior Portfolio Manager
Partner
309-685-0033
gmaxey@dviinc.com
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Before joining David Vaughan Investments in 2017, Glenn built a strong foundation in investment banking, with a focus on mergers and acquisitions in the oil and gas industry. That experience sharpened his analytical acumen, strategic perspective, and ability to navigate complex financial transactions—expertise he brings to his work with clients, colleagues, and DVI’s leadership team.
Since joining the firm, Glenn has become a driving force in DVI’s ongoing evolution. Named Partner in 2024, he plays a central role in shaping firm-wide initiatives spanning investment strategy, technology, and talent development. He has led efforts to modernize DVI’s trading infrastructure and performance analytics, championing technology that improves both efficiency and insight. Just as importantly, he mentors and develops the firm’s next generation of analysts, exemplifying a leadership style grounded in trust, clarity, and long-term vision.
Glenn’s connection to DVI began through family friendships and a college internship, but his decision to return years later reflected a deep belief in the firm’s mission. He and his wife moved back to Peoria to raise their family in a community that mirrors the values he brings to his work—integrity, accountability, and enduring relationships.
Today, Glenn works closely with senior leadership and fellow partners, contributing to strategic decision-making and client relationships while helping guide the firm’s next chapter. He is known for his steady presence, collaborative mindset, and deep respect for the trust clients place in DVI.
Glenn earned a B.B.A. in Finance from Southern Methodist University, graduating summa cum laude, and holds the Chartered Financial Analyst® designation.
Outside the office, Glenn enjoys spending time with his family, golfing, and hunting waterfowl.
Glenn Maxey
CFA
Chief of Staff & Senior Portfolio Manager
Partner
Mitch Zippay
CPA
Managing Director, Accounting
Partner
309-685-0033
mzippay@dviinc.com
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Prior to joining DVI in 2019, Mitch held key finance and accounting roles across various industries—including aerospace, manufacturing, and media. His expertise in financial reporting, budgeting, and profitability analysis has been instrumental in strengthening DVI’s financial operations. He is known for his dependable and adaptable approach, grounded in integrity and a continuous drive for growth. In 2025, Mitch was named a DVI Partner, a testament to his ongoing contributions to optimizing the firm’s management processes and positioning DVI for continued success.
Mitch earned his B.S. in Accounting from Southern Illinois University and is a licensed Certified Public Accountant.
Outside the office, Mitch enjoys spending time with his wife and children and occasionally playing golf with friends when time permits.
Mitch Zippay
CPA
Managing Director, Accounting
Partner
DVI Relationship Managers (RM) build enduring partnerships based on trust, transparency, and a deep understanding of your unique goals. As your primary point of contact and strategic guide, they deliver steady leadership, seamless coordination, and proactive support—allowing you to focus on what matters most.
Patrick Smarjesse
CEBS
Senior Vice President
Partner
309-685-0033
pat@dviinc.com
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Pat joined DVI in 1995, bringing with him more than a decade of experience in investment management and deep expertise in retirement plan strategies. Raised in a large family that valued hard work, self-reliance, and education, he built a career grounded in trust, discipline, and long-term client relationships.
He began his career as a retail broker with a national financial firm, where he developed a strong understanding of individual investor needs. His growing focus on retirement planning led to the creation of DVI Consulting Group—a dedicated division serving businesses that sponsor employee retirement plans.
Over the years, Pat has built lasting relationships with both high-net-worth individuals and institutional clients, offering strategic insight and a highly personalized approach to wealth management. As one of DVI’s most senior leaders, he has played a key role in the firm’s transformation from a boutique advisory to a respected institution—helping realize the founding vision of David Vaughan and current President Will Williams.
Pat holds a B.S. in Management from the University of Wisconsin–La Crosse, where he also developed a lifelong appreciation for the outdoors, inspired by the beauty of western Wisconsin.
Outside of work, Pat enjoys fishing, hunting, skiing, and working with his hands—passions he now shares with his growing family, including his first grandchild, welcomed in 2024.
Patrick Smarjesse
CEBS
Senior Vice President
Partner
Stephanie Ricketts
CFP®
Managing Director, Relationship Management & Client Service
Partner
309-685-0033
sricketts@dviinc.com
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Since joining DVI in 2007 as a Relationship Manager, Stephanie has been a driving force behind the firm’s continued growth and client success. Over the years, she has advanced into increasingly senior leadership roles—including Senior Relationship Manager, Director of Client Services, and currently, Managing Director of Relationship Management & Client Services. In 2022, she was named Partner, a reflection of her exceptional leadership, client dedication, and steadfast integrity.
With more than 20 years of experience in the financial services industry, Stephanie is recognized for her ability to navigate complex financial landscapes while fostering deep, lasting client relationships. She began her career as a trust advisor in the private client services division of a national bank, where she rose to the position of Vice President. In that role, she managed investment strategies and oversaw trust and estate administration—experience that helped shape her strategic approach and client-first philosophy at DVI.
At DVI, Stephanie leads with both precision and empathy. She mentors future leaders, champions a culture of collaboration and accountability, and plays a vital role in expanding the firm’s presence across Illinois and Florida. Under her direction, the Client Services division continues to deliver high-touch, customized wealth management solutions that reflect DVI’s commitment to excellence.
Stephanie holds both a B.S. in International Business and an M.B.A. from Bradley University. She is also a CERTIFIED FINANCIAL PLANNER® professional, which underscores her expertise and commitment to fiduciary standards.
Outside of work, Stephanie is passionate about community involvement and enjoys traveling and outdoor adventures with her family.
Stephanie Ricketts
CFP®
Managing Director,
Relationship Management & Client Service
Partner
Jeff Huizenga
CFP®, ChFC®, MSFS
Director, Wealth Strategies
Partner
(309) 685-0033
jeff@dviinc.com
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Jeff joined DVI in 2014 as a Relationship Manager, bringing with him deep expertise in developing and executing sophisticated financial strategies. Prior to DVI, he served as a Senior Wealth Advisor at the local branch of a national accounting and consulting firm, where he guided clients through multi-generational planning and tax-efficient wealth transfer strategies. Jeff was named DVI Partner in 2020.
With over three decades of experience in the financial services industry, Jeff plays a critical leadership role within DVI. He oversees comprehensive financial planning, tax optimization, and estate planning initiatives—often working in close collaboration with clients’ legal and accounting advisors to deliver fully integrated, holistic wealth management solutions. Known for his strategic insight and unwavering commitment to excellence, Jeff is instrumental in helping clients achieve long-term financial security and generational impact. His leadership continues to strengthen DVI’s collaborative culture and reinforces the firm’s reputation for delivering highly personalized, fiduciary-focused advice.
Jeff earned his B.S. from the University of Dubuque and his M.S. in Financial Services from The American College of Financial Services. He holds several of the industry’s most respected credentials, including the CERTIFIED FINANCIAL PLANNER® certification and the Chartered Financial Consultant® designation.
Outside of work, Jeff is deeply devoted to his family and faith and finds renewal in time spent outdoors. One of his greatest joys in recent years has been becoming a grandfather—a role he embraces with pride, purpose, and boundless enthusiasm.
Jeff Huizenga
CFP®, ChFC®, MSFS
Director, Wealth Strategies
Partner
Ryan Sewell
CFP®
Managing Director & Senior Relationship Manager
407-622-5133
rsewell@dviinc.com
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Ryan joined DVI in 2025 as a Managing Director & Senior Relationship Manager in the Winter Park, Florida office. He brings more than 20 years of experience serving individuals and families with comprehensive financial planning, helping clients navigate complexity, make informed choices, and remain focused on their long-term priorities.
Over the course of his career, Ryan has led and developed advisory teams at nationally recognized wealth management firms, equipping advisors to deepen client engagement and deliver integrated planning solutions. His work is characterized by clarity, rigor, and a collaborative mindset that brings structure to planning while maintaining a high standard of care.
As part of DVI’s Relationship Management team, Ryan partners with clients on thoughtful, comprehensive wealth planning and contributes to the firm’s operating effectiveness and team-based culture. He embodies DVI’s commitment to fiduciary responsibility and disciplined investing, grounded in the belief that sound guidance enables clients to act with greater confidence, clarity, and purpose.
Ryan holds a B.S. in Industrial Management from Purdue University’s Daniels School of Business and an M.B.A. from Xavier University. He is also a CERTIFIED FINANCIAL PLANNER® professional.
Outside the office, Ryan spends as much time outdoors as possible, particularly on the water and exploring national parks across the country. Originally from northern Indiana, Ryan now lives in Windermere, Florida, where he stays active in the community through youth sports coaching and volunteering at local events.
Ryan Sewell
CFP®
Managing Director &
Senior Relationship Manager
Mike Flaherty
CFP®, ChFC®
Managing Director & Senior Relationship Manager
Associate Partner
309-685-0033
mflaherty@dviinc.com
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Mike joined DVI as a Relationship Manager in 2018, bringing with him a strong background in both the financial services and insurance industries. His passion for financial planning is rooted in building meaningful relationships and helping clients navigate complex financial challenges—principles that aligned perfectly with DVI’s fiduciary mission. In 2025, he was named an Associate Partner, recognizing his expertise, leadership, and unwavering commitment to client success.
Known for his integrity, work ethic, and thoughtful guidance, Mike helps clients plan for retirement, manage wealth transfers, and implement tax-efficient strategies with clarity and confidence. He specializes in creating comprehensive financial plans tailored to the unique needs of high-net-worth individuals and families.
Beyond his client-facing role, Mike leads DVI’s Assistant Relationship Manager (ARM) Program, where he plays a key role in developing the firm’s next generation of talent. Under his leadership, the program has become a cornerstone of DVI’s internal development efforts—providing mentorship, training, and real-world experience to emerging professionals. His influence continues to shape both the firm’s culture and its future.
Mike earned his B.S. in Insurance from Illinois State University. He also holds both the CERTIFIED FINANCIAL PLANNER® certification and the Chartered Financial Consultant® designation.
Mike is passionate about giving back to his community. He serves on the Board of Junior Achievement of Central Illinois and plays an active role in supporting the Boys & Girls Club of Bloomington-Normal’s efforts to help local youth thrive. He and his wife, Krista, enjoy traveling—especially to scuba diving destinations—spending time with their dogs, and cheering on their favorite Chicago sports teams.
Mike Flaherty
CFP®, ChFC®
Managing Director &
Senior Relationship Manager
Associate Partner
Deanna Baele
CFP®
Relationship Manager
309-685-0033
dbaele@dviinc.com
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Since joining DVI in 2000, Deanna has held several key roles, including Manager of Client Services and Executive Office Advisor, where she partnered closely with the firm’s President on high-level client strategy and operational initiatives. Her career in financial services began at a national insurance agency and later expanded to include trust and investment roles within both the insurance and regional banking sectors.
With over two decades of experience, Deanna brings depth, dedication, and a personal touch to her role as Relationship Manager. She is known for fostering enduring client relationships grounded in trust, care, and thoughtful financial guidance.
Deanna holds a B.S. in Business Administration from Monmouth College, an M.B.A. from St. Ambrose University, and the CERTIFIED FINANCIAL PLANNER® certification—underscoring her commitment to comprehensive, client-centered planning.
Outside of work, she is actively involved in her community, enjoys traveling with her husband and adult children, and proudly supports the Chicago Cubs as a lifelong fan.
Deanna Baele
CFP®
Relationship Manager
Zack Morgenstern
CFP®
Relationship Manager
309-685-0033
zmorgenstern@dviinc.com
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Zack joined DVI in 2021 as an Assistant Relationship Manager and was promoted to Relationship Manager in 2024. His progression through the firm has deepened his insight into DVI’s operations and strengthened his ability to meet the evolving needs of clients. Drawn to DVI’s client-first philosophy, Zack is committed to building meaningful relationships and earning trust through thoughtful, personalized service.
Before beginning his career in financial planning, Zack pursued professional baseball—an experience that instilled in him the values of discipline, consistency, and a relentless work ethic. These qualities guided his transition into accounting and financial advising, where he found a rewarding path helping individuals and families navigate complex financial decisions.
Zack holds a B.A. in Accounting and Finance from Augustana College and is a CERTIFIED FINANCIAL PLANNER® professional.
Outside of work, Zack and his family are enthusiastic about community involvement. He serves on the Board of Directors for Wildlife Prairie Park and enjoys spending time with his family playing golf, baseball, and volleyball.
Zack Morgenstern
CFP®
Relationship Manager
Michael Armistead
CFP®
Relationship Manager
407-622-5133
marmistead@dviinc.com
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Michael joined DVI in 2022 as a Relationship Manager and serves as the primary point of contact for clients in the Central Florida region. Driven by a commitment to making a meaningful impact, he prioritizes clear communication and close collaboration—both with clients and across DVI teams—to deliver integrated financial strategies that foster confidence and long-term peace of mind. With more than a decade of experience in the financial services industry, Michael brings deep expertise in relationship management and comprehensive financial planning.
He holds a B.A. from Flagler College, an M.S. of Finance and Economics from West Texas A&M University, and an M.B.A. from the University of Central Florida. He is also a CERTIFIED FINANCIAL PLANNER® professional.
Outside of work, Michael enjoys spending time with his family at the beach, attending sporting events, and reading.
Michael Armistead
CFP®
Relationship Manager
Alexis Morey
CFP®
Assistant Relationship Manager
309-685-0033
amorey@dviinc.com
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Lexi joined DVI in 2023 as an Assistant Relationship Manager, where she plays a key role in supporting Relationship Managers with portfolio administration, client account oversight, financial reporting, and regulatory compliance. Her attention to detail and commitment to service excellence help ensure that clients receive a seamless and high-quality experience.
Lexi began her career as an insurance broker, where she developed a strong foundation in risk management and client communication. Her growing interest in comprehensive financial planning led her to transition into investment advising—a shift driven by her desire to build long-term relationships and provide more holistic solutions to clients. She is drawn to DVI’s collaborative, client-first culture and shares the firm’s core values of honesty, integrity, and fiduciary responsibility.
Lexi holds dual B.S. degrees in Finance and Insurance Risk Management from Illinois State University and is a CERTIFIED FINANCIAL PLANNER® professional.
Outside of work, Lexi enjoys playing tennis, cooking, watching football, and spending time at the lake with her family.
Alexis Morey
CFP®
Assistant Relationship Manager
Jade Laverdiere
Assistant Relationship Manager
407-622-5133
jlaverdiere@dviinc.com
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Jade joined DVI as an Assistant Relationship Manager in 2025, building on her experience as an intern with the firm during her undergraduate studies. Known for her sharp intellect, attention to detail, and precision, Jade brings a strong foundation in Relationship Management, where she collaborates closely with clients and internal teams to deliver comprehensive, tailored solutions.
Her early exposure to DVI’s supportive, client-first culture confirmed her passion for wealth management and strengthened her commitment to providing meticulous, thoughtful guidance. Driven by a dedication to continuous learning and a deep respect for others, Jade is excited to grow in her role and contribute to DVI’s ongoing success.
Jade earned a B.S. in Personal Financial Planning with a minor in Accounting from Bradley University, graduating summa cum laude.
Outside of work, Jade enjoys exploring her new neighborhood in Florida, visiting family in the Midwest, and discovering new restaurants and activities.
Jade Laverdiere
Assistant Relationship Manager
Drew Bryant
Assistant Relationship Manager
309-685-0033
dbryant@dviinc.com
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Drew joined DVI in 2026 as an Assistant Relationship Manager, where he supports client relationships through financial planning analysis, portfolio research, and prospective client work. He brings a strong analytical foundation, a collaborative mindset, and a client-first approach to the Relationship Management team.
Prior to joining DVI full time, Drew interned with the firm and contributed to projects including a capstone on legislative impacts to client portfolios and tax-planning strategies. He also gained experience as an Investment Services and Accounting Intern at CEFCU, where he supported process improvements across teams.
Drew earned his B.A. from Augustana College, summa cum laude, with majors in Accounting and Finance. He played college baseball and was recognized as both a Presidential Scholar and recipient of the Montgomery Memorial Scholarship, awarded for academic excellence, integrity, and a disciplined pursuit of a career in business or economics. He is currently preparing to sit for the CPA and CERTIFIED FINANCIAL PLANNER® exams, underscoring his commitment to professional development.
Outside of work, Drew enjoys golf, time with family at Oak Run, and history, especially the Revolutionary War period.
Drew Bryant
Assistant Relationship Manager
Our Portfolio Managers (PM) combine deep market expertise with rigorous analysis and disciplined execution to manage your assets daily and over the long term. Their decisions reflect our core investment philosophy, driving performance while remaining accessible to ensure clarity, confidence, and alignment throughout your journey.
Brian Christensen
CFA
Senior Vice President
Partner
309-685-0033
brian@dviinc.com
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Brian joined DVI in 1993 and brings more than three decades of investment experience and strategic insight to the firm’s Investment Management team. A long‑time member of DVI’s Investment Committee and former Chief Investment Officer, he has helped shape the firm’s investment research and portfolio implementation disciplines across multiple market cycles so that portfolios remain aligned with clients’ long‑term financial goals. Guided by integrity and a commitment to doing what is right, Brian leads with humility and service, always putting clients’ best interests first.
Before joining the firm, Brian began his career at a leading manufacturing company in Peoria, managing short-term foreign currency exposure before transitioning to oversee the company’s pension assets. He later contributed to the development of the preferred group family of mutual funds and managed both small-cap equity and U.S. government securities portfolios.
Brian earned a B.S. in Business from Eastern Illinois University and an M.B.A. from Illinois State University. He also holds the Chartered Financial Analyst® designation.
Outside of work, he enjoys fishing, hunting, bicycling, gardening, and—above all—spending time with his growing family.
Brian Christensen
CFA
Senior Vice President
Partner
Steve Hinrichs
CFA
Senior Vice President & Chief Investment Officer
Partner
309-685-0033
steve@dviinc.com
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Steve joined DVI in 1998 as a portfolio analyst and has played a critical role in shaping the firm’s investment philosophy, research discipline, and technological evolution. Over the course of his tenure, he has advanced into senior leadership roles, and in 2026, he was promoted to Chief Investment Officer, assuming responsibility for overseeing the firm’s overall investment strategy. As Senior Vice President and Partner, Steve combines unparalleled industry expertise with a collaborative leadership style, earning the respect of both colleagues and clients and help guide DVI’s modern era of disciplined, research-driven investment management.
Steve began his career as an equity analyst at Franklin Life Insurance in Springfield, Illinois, where he built a robust foundation in business analysis, market evaluation, and long-term investment strategy. At DVI, Steve not only drives the firm’s investment strategy but also champions technological integrations that have streamlined operations and enhanced analytical capabilities, ensuring DVI remains on the forefront of the industry.
As a mentor, Steve is dedicated to developing the next generation of investment professionals, offering insightful guidance and steady encouragement to analysts early in their careers. His leadership is characterized by a rare combination of intelligence, integrity, and humility, which has earned him a reputation for sound judgment and a genuine commitment to nurturing talent.
Steve holds a B.A. in Finance from the University of Illinois at Urbana-Champaign and the Chartered Financial Analyst® designation.
Outside of work, Steve is engaged in his community, actively supporting local service initiatives and giving back in meaningful ways. He enjoys traveling with his family, playing golf, and is a passionate supporter of his alma mater, the University of Illinois, as a devoted Fighting Illini fan.
Steve Hinrichs
CFA
Senior Vice President &
Chief Investment Officer
Partner
Todd Sheridan
CFA
Vice President, Portfolio Management & Research
Partner
309-685-0033
todd@dviinc.com
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Todd joined David Vaughan Investments in 1999, bringing with him decades of investment experience and a disciplined, analytical mindset. As one of the firm’s most senior leaders, he has played a key role in shaping DVI’s portfolio strategy and delivering long-term value to clients. Known for his integrity, precision, and steady leadership, Todd sets high standards for himself and fosters a culture of excellence within his team. Todd is steadfast in his commitment to thoughtful execution and enduring client relationships.
Todd’s investment philosophy is rooted in values learned early in life. His professional journey began at age 13, working alongside his father in the family’s appliance repair and refrigeration business. There, he developed a fundamental principle that still informs his approach today: to solve a problem effectively, you must first understand it completely. This mindset—paired with relentless focus and a commitment to integrity—has been a throughline in Todd’s work.
His financial career formally began in 1988 at a prominent Peoria manufacturing company, where he started in cash management before transitioning to its newly established internal investment management division in 1992. This experience laid a strong foundation for his subsequent work at DVI, where he continues to lead with clarity, insight, and an unwavering dedication to the firm’s mission.
Todd holds a B.S. in Finance from the University of Illinois at Urbana-Champaign and the Chartered Financial Analyst® designation.
Outside the office, Todd helps manage a small farm with his wife and enjoys the tangible rewards of working the land. In his free time, he also finds joy in wingshooting during the fall, waterskiing in the summer, and playing the occasional round of golf.
Todd Sheridan
CFA
Vice President,
Portfolio Management & Research
Partner
Glenn Maxey
CFA
Chief of Staff & Senior Portfolio Manager
Partner
309-685-0033
gmaxey@dviinc.com
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Before joining David Vaughan Investments in 2017, Glenn built a strong foundation in investment banking, with a focus on mergers and acquisitions in the oil and gas industry. That experience sharpened his analytical acumen, strategic perspective, and ability to navigate complex financial transactions—expertise he brings to his work with clients, colleagues, and DVI’s leadership team.
Since joining the firm, Glenn has become a driving force in DVI’s ongoing evolution. Named Partner in 2024, he plays a central role in shaping firm-wide initiatives spanning investment strategy, technology, and talent development. He has led efforts to modernize DVI’s trading infrastructure and performance analytics, championing technology that improves both efficiency and insight. Just as importantly, he mentors and develops the firm’s next generation of analysts, exemplifying a leadership style grounded in trust, clarity, and long-term vision.
Glenn’s connection to DVI began through family friendships and a college internship, but his decision to return years later reflected a deep belief in the firm’s mission. He and his wife moved back to Peoria to raise their family in a community that mirrors the values he brings to his work—integrity, accountability, and enduring relationships.
Today, Glenn works closely with senior leadership and fellow partners, contributing to strategic decision-making and client relationships while helping guide the firm’s next chapter. He is known for his steady presence, collaborative mindset, and deep respect for the trust clients place in DVI.
Glenn earned a B.B.A. in Finance from Southern Methodist University, graduating summa cum laude, and holds the Chartered Financial Analyst® designation.
Outside the office, Glenn enjoys spending time with his family, golfing, and hunting waterfowl.
Glenn Maxey
CFA
Chief of Staff & Senior Portfolio Manager
Partner
Pierce Timko
CFA, CFP®
Managing Director, Investment Research
Associate Partner
407-622-5133
ptimko@dviinc.com
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From the outset of his career, Pierce has combined a passion for investment strategy with a deep commitment to client relationships. He began as a junior analyst at a hedge fund before joining Charles Schwab, where he supported institutional advisory firms—including DVI—on the Advisor Services team. His drive to engage more directly with clients led him to Schwab Private Client.
In 2016, Pierce joined DVI as a Portfolio Manager, bringing full circle a professional admiration for the firm that began years earlier. Known for his disciplined, research-based approach and strong client advocacy, Pierce plays a key leadership role in DVI’s Winter Park office. In recognition of his contributions, he was named an Associate Partner of the firm in 2024.
Pierce earned his B.S. in Finance from Stetson University, graduating magna cum laude through the prestigious Roland George Investment Program. He also holds both the Chartered Financial Analyst® designation and the CERTIFIED FINANCIAL PLANNER® certification.
Outside the office, he enjoys quality time with his wife and three children, particularly exploring Florida’s coast and cultural attractions, is an engaged member of the local community, and remains a committed fan of the Tampa Bay Buccaneers.
J. Pierce Timko
CFA, CFP®
Managing Director, Investment Research
Associate Partner
Drew Lister
CFA
Senior Portfolio Manager
309-685-0033
drew@dviinc.com
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Drew joined DVI in 2005, making a purposeful transition from institutional investing to a more client-centered focus in private wealth management. He began his career in 2001 as an investment analyst at a national insurance company, where he developed a strong analytical foundation and quickly recognized the deeper personal impact of helping individuals navigate complex financial decisions.
Now a Senior Portfolio Manager with more than 20 years of industry experience, Drew is a trusted advisor known for his disciplined portfolio oversight, responsive communication, and thoughtful, steady guidance. His work is grounded in the values of honesty, integrity, and continuous improvement—principles that shape his relationships with both clients and colleagues.
Drew holds a B.B.A. in Finance from the University of Hawaii, an M.B.A. in Finance from the University of Chicago Booth School of Business, and the Chartered Financial Analyst® designation.
Outside of work, Drew is a trivia enthusiast, accomplished cook, and avid traveler who especially enjoys time with his wife and their children.
Drew Lister
CFA
Senior Portfolio Manager
Dalton Mellon
CFA
Portfolio Manager
309-685-0033
dmellon@dviinc.com
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Dalton joined DVI in 2013 as an Advisory Analyst and has since grown into his current role as a Portfolio Manager, where he provides thoughtful support to clients navigating complex financial decisions. His early exposure to investment operations and research helped cultivate a disciplined approach that continues to inform his work today.
In addition to his portfolio responsibilities, Dalton has contributed to a range of internal initiatives over the years. His consistent engagement in firm-wide projects reflects a strong sense of dedication and a willingness to support the broader mission of DVI wherever needed. He is guided by the values of integrity, diligence, and professionalism—principles that shape both his client relationships and his collaboration with colleagues.
Dalton earned a degree in Finance from the University of Illinois at Urbana-Champaign and holds the Chartered Financial Analyst® designation.
Outside of work, he enjoys spending time with his family, being outdoors—particularly golfing and duck hunting—and exploring new recipes in the kitchen.
Dalton Mellon
CFA
Portfolio Manager
Cody Behrens
CFA, ChFC®
Portfolio Manager
309-685-0033
cbehrens@dviinc.com
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Cody joined DVI in 2026, bringing more than a decade of experience in investment research, portfolio management, and client advisory work to the firm. He has led trading operations and produced investment commentary for both banks and independent firms. In each of these roles, he has actively mentored colleagues, reflecting Cody’s technical depth and his commitment to building strong teams.
Cody earned a B.S. in Business Administration from Eureka College. He holds both the Chartered Financial Analyst® and the Chartered Financial Consultant® designations, underscoring his dedication to professional growth and high standards of industry excellence.
A native of Prophetstown, Illinois, Cody is a self‑professed small‑town enthusiast and now lives in El Paso, where he values being part of a close‑knit community. He is happiest spending time with his family, coaching basketball, and serving on summer baseball and softball boards as a meaningful way to give back to the community.
Cody Behrens
CFA, ChFC®
Portfolio Manager
Chris Kent
CFA, CFP®
Associate Portfolio Manager
407-622-5133
ckent@dviinc.com
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Chris joined DVI full-time in 2023 after interning with the firm, where he quickly aligned with DVI’s client-focused philosophy. Driven by a passion for investment management and a commitment to delivering impactful solutions, his analytical mindset and results-oriented approach have made him a valuable member of the Investment Management team. At DVI, Chris plays a key role in supporting strategic investment decisions, providing market research and insights, and assisting in the design and management of client portfolios.
Chris graduated magna cum laude from Stetson University with a B.B.A. in Investment Finance and Economics, where he served as Chief Investment Officer of the Roland George Investment Program. He holds both the Chartered Financial Analyst® designation and the CERTIFIED FINANCIAL PLANNER® certification.
Outside of work, Chris enjoys weightlifting with his brother, spending time with family and friends, and being a lifelong student of history.
Chris Kent
CFA, CFP®
Associate Portfolio Manager
Devin Shaffer
Portfolio Management Analyst
407-622-5133
dshaffer@dviinc.com
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Devin joined DVI in 2024, bringing a strong foundation in market analysis and a passion for collaborative, client-focused work. Drawn to DVI’s disciplined investment philosophy and relationship-driven approach, he quickly became a standout member of the team, eager to contribute and grow within the firm.
Devin graduated magna cum laude from Stetson University with a B.B.A. in Finance, where he served as Chief Investment Officer of the prestigious Roland George Investment Program. He also holds the Chartered Financial Analyst® designation.
Originally from Burlington, Connecticut, Devin now enjoys life in sunny Orlando, where he spends his free time golfing, riding motocross, exercising, and enjoying time with friends and family.
Devin Shaffer
CFA
Portfolio Management Analyst
Meghan Jackson
Financial Analyst & Trader
Meghan joined David Vaughan Investments in 2008 and brings over 20 years of experience in the financial services industry. She began her career as an Execution Correction Clerk, gaining valuable hands-on experience in trade processing, before advancing to a Consulting Group Technical Analyst, where she supported financial consultants with portfolio analysis, reporting, and trade execution. As a Portfolio Analyst and Trader, Meghan manages both equity and fixed income trading, while preparing detailed portfolio materials to support client meetings and reporting. Her extensive experience and steady presence make her an integral member of DVI’s trading and portfolio management team.
Guided by the belief that quality matters more than quantity, Meghan applies this principle to both her professional and personal life. She values DVI’s collaborative culture and the strong, trust-based client relationships it nurtures.
Meghan earned her B.A. in Business Administration from Monmouth College, where she was a member of the Alpha Lambda Delta Honor Society.
Outside of work, Meghan is a dedicated supporter of St. Jude, having served for nearly a decade on the gala planning committee. She also enjoys camping and traveling with her family, and she loves attending and supporting their extracurricular activities.
Meghan Jackson
Financial Analyst & Trader
Behind the scenes, our Client Services team ensures accurate, timely account management and personalized support. From onboarding new accounts and facilitating asset transfers to collaborating with custodians, they handle every detail meticulously—so you can concentrate on your financial goals.
Betty Bradburn
Senior Client Services Supervisor, Lead Trainer
Betty Bradburn joined DVI in 2011, bringing over 20 years of experience in private banking, trust services, and commercial lending. She draws on her broad financial background to support clients, enhance internal processes, and lead firmwide training efforts. Collaborative by nature, Betty is known for her dependability and discipline and values cross-departmental teamwork. She dedicated herself to delivering outstanding client service and supporting team growth.
Betty holds a B.S. in Business Administration from the University of Illinois, Springfield.
Outside the office, she enjoys golfing with her husband, learning pickleball, and spending time with her adult children.
Betty Bradburn
Senior Client Services Supervisor, Lead Trainer
Nate Heffelbower
Senior Client Services Supervisor
Nate joined DVI in 2019 after transitioning from a career in sales consulting to wealth management, where he discovered his passion for delivering exceptional client service. Drawn to DVI’s unwavering commitment to integrity and its client-first approach, Nate shares the firm’s focus on cultivating long-term, trust-based relationships over short-term performance metrics. Guided by values of respect, integrity, humility, and a continuous drive for personal and professional growth, Nate is dedicated to prioritizing clients’ needs and fostering meaningful connections. He also takes great pride in mentoring his colleagues, providing guidance and support to help them thrive in their roles.
Nate holds a B.A. in Psychology from Eastern Michigan University, where he graduated magna cum laude, and a Mini-M.B.A. from Rollins College.
Outside of work, Nate enjoys spending time with his family, exploring the outdoors, listening to music, and following his beloved Big Ten football teams.
Nate Heffelbower
Senior Client Services Supervisor
Amy Cowen-Walden
Senior Client Services Associate
Amy Cowen-Walden has been a key member of DVI since 2002, bringing over two decades of experience in client service and business development. Her earlier career in marketing and account management laid the foundation for her client-focused approach and understanding of relationship management. Over the years, she has built strong expertise in the financial services industry, including account administration and operational processes. Her deep familiarity with DVI’s internal procedures helps ensure consistent, efficient service for the firm’s clients.
Amy holds a B.S. in Business Administration from Illinois State University, where she gained the foundational business knowledge that supports her work in a dynamic financial environment.
Now living in South Carolina, Amy enjoys family vacations to both the mountains and the beach. Her many interests include quilting, reading, and volunteering, particularly through her service on several church committees.
Amy Cowen-Walden
Senior Client Services Associate
Candace Forrest
Senior Client Services Associate
Candace joined DVI in 2017 after starting her career as an equity trader at an RIA firm and later transitioning to a wealth management team at a larger corporation. In this capacity, she developed a strong passion for client service, with expertise in statement analysis, compliance, and managing complex accounts. Candace was drawn to DVI’s supportive culture and values, which offer her the opportunity to work closely with both clients and colleagues nationwide. She appreciates the firm’s environment, which promotes individual growth while encouraging collaboration.
Candace holds a B.S. in Finance from the University of Central Florida.
Outside of work, she enjoys spending time with her husband and children, boating, visiting Disney, and participating in a variety of outdoor activities.
Candace Forrest
Senior Client Services Associate
Sophia Humphrey
Client Services Associate
Sophia joined DVI in 2020, bringing over 20 years of experience in wealth management. Her career began in operations, where she worked as a liaison between advisors, clients, and institutional managers. As she advanced in the industry, she became a Registered Financial Associate, managing relationships and supporting financial teams. At DVI, Sophia leverages her extensive expertise to enhance operations and ensure seamless coordination between advisors and clients. She values DVI’s thoughtful, client-centric approach and its commitment to fostering a respectful, professional environment.
Sophia holds a B.S. in Business Management from Colorado Technical University, graduating summa cum laude.
Outside of work, Sophia enjoys watching science fiction movies, reading, cooking, walking, and gardening.
Sophia Humphrey
Client Services Associate
Meagan Hanley
Client Services Associate
Meagan joined DVI in 2026 as a Client Services Associate, bringing experience across both client service and advisory operations, with a focus on delivering organized, responsive support to our client relationship teams. Prior to joining DVI, she worked at CLA Wealth Advisors and TD Ameritrade, where she managed communications with clients and fund managers, onboarded new clients and processed account documentation, and helped educate investors on trading tools and order types for their personal wealth management needs.
Meagan earned a B.S. in Business Administration from Creighton University’s Heider College of Business, with majors in Economics and Financial Analysis. She has also passed several FINRA exams, demonstrating a strong foundation in securities and trading.
Outside of work, Meagan is passionate about community engagement and has been a long-time volunteer with both the Peoria Park District and Midwest Food Bank. She also enjoys rock climbing, hiking, biking, reading, and hosting game nights with friends and family.
Meagan Hanley
Client Services Associate
Maryann Sprout
Administrative Client Services & Senior Front Office Associate
Maryann joined DVI in 2016, bringing a wealth of experience from her previous roles as a court liaison, legal assistant, and loan processor. Her attention to detail and commitment to accuracy make her an essential part of the team, ensuring everything is thoroughly checked before it reaches clients.
Maryann is driven by a strong sense of care, hard work, and dependability, valuing her role in providing exceptional service to clients and supporting her colleagues. She’s particularly inspired by DVI’s history and the legacy of David Vaughan, which is embedded in the firm’s culture.
Outside of work, Maryann enjoys a variety of musical genres, reading, painting, and going for walks. She cherishes spending time with her children and grandchildren, often bonding over board games, outdoor activities, and meaningful conversations.
Maryann Sprout
Administrative Client Services &
Senior Front Office Associate
Sonia Williams
Administrative Client Services & Senior Front Office Associate
Sonia joined DVI in 2022, bringing a diverse professional background spanning the culinary field, nonprofit sector, and wealth management industry. Her experience has honed her exceptional client service skills, adaptability, and meticulous attention to detail, all of which contribute to the firm’s efficient operations. Sonia’s passion for learning enables her to quickly master complex processes, responding to both colleagues’ and clients’ needs with precision and efficiency. Additionally, she excels at identifying and nurturing the strengths of others, fostering a collaborative and supportive work environment.
Outside of work, Sonia enjoys reading, solving puzzles, listening to music, and exploring global cuisine with family and friends. She also has a fondness for binge-worthy TV shows and professional bull riding.
Sonia Williams
Administrative Client Services &
Senior Front Office Associate
Mary Koury
Administrative Client Services & Front Office Associate
Mary joined DVI in 2020, bringing a diverse background in marketing, communications, and military sales and logistics. Her work is driven by a strong sense of teamwork and a genuine desire to help others, perfectly aligning with DVI’s client-first philosophy. She values the firm’s forward-thinking culture and its dedication to supporting clients, especially during challenging times.
Mary holds a B.S. in Communications from Bradley University, where she enhanced her skills and broadened her perspective through study abroad experiences in New York City and London.
Outside of work, Mary enjoys spending time with her husband and children, gathering with their large extended family, traveling, and enjoying the outdoors.
Mary Koury
Administrative Client Services &
Front Office Associate
ShinAe Banks
Administrative Client Services & Front Office Associate
ShinAe joined DVI in 2021, after gaining professional experience as a word processing specialist, in commercial lines insurance, and in early childhood care. These roles sharpened her attention to detail and reinforced the importance of trust and making people feel genuinely welcomed—strengths she brings to her work at DVI every day. She values the firm’s strong leadership, the supportive team dynamic, and the shared commitment to putting clients first.
She holds a B.A. in Communication from Eureka College, where she graduated magna cum laude.
Outside of work, ShinAe enjoys spending time with family and friends, participating in church activities, and exploring new restaurants and local attractions.
ShinAe Banks
Administrative Client Services &
Front Office Associate
DVI’s Operations Associates are the backbone of the firm. From executive leadership and accounting to facility management and investment record reconciliation, their precision and dedication keep our firm running seamlessly, upholding the exceptional standards of service you expect.
Mike Price
Vice President, Risk Management & Chief Compliance Officer
Partner
309-685-0033
mprice@dviinc.com
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Mike joined DVI in 2014, bringing nearly four decades of experience, including more than 25 years in the financial services industry. Over the course of his career, he has held senior executive roles across a range of organizations, shaping a broad leadership perspective that now drives his strategic oversight of DVI’s risk management and regulatory efforts. Known for his deep industry insight, Mike excels at anticipating and navigating complex compliance challenges, consistently upholding the highest standards of integrity and operational discipline. In recognition of his impact and leadership, he was named a Partner at DVI in 2020.
Drawn to DVI by its exceptional people and a culture rooted in collaboration, respect, and accountability, Mike found the firm’s commitment to excellence and team-driven ethos aligned closely with his own professional values. Since joining, he has remained inspired by DVI’s enduring culture of shared purpose and mutual respect.
Mike’s leadership is guided by core values—integrity, relentless effort, continuous improvement, and a healthy appreciation for life’s lighter moments. His approach reflects both personal conviction and a deep alignment with DVI’s mission.
He holds a B.S. in Finance from Illinois State University and an M.B.A. from Washington University in St. Louis. Deeply committed to his community, Mike gives back through board service and volunteer work focused on causes close to his heart.
Outside the office, Mike is an avid sports fan who enjoys golf, cycling, and travel. He also loves discovering new restaurants and spending meaningful time with his family.
Mike Price
Vice President, Risk Management &
Chief Compliance Officer
Partner
Alfredo Risi
Chief Operating Officer
309-685-0033
arisi@dviinc.com
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Alfredo brings 30 years of global experience in the financial services industry to his role as Chief Operating Officer at DVI, which he joined in 2023. His career began in his native Peru, where he worked as a trader and portfolio manager. Driven by a passion for financial markets and strategic thinking, he pursued an M.B.A. in Finance from the University of Chicago Booth School of Business.
His path took him to London and New York, where he held roles in investment banking, strategy, and technology at Merrill Lynch, Deutsche Bank, and MetLife. He transitioned to the Registered Investment Advisor (RIA) space, serving as Chief Operating Officer for two advisory firms in New York and Michigan, where he honed his leadership in Strategy, Talent, Finance, Operations, Technology, and Compliance.
Alfredo was drawn to DVI by the opportunity to contribute to a values-driven organization with a strong client focus, a collaborative leadership team, and a culture that prioritizes governance, shared success, and team development. His transition from large corporate institutions to entrepreneurial environments reflects his desire to make a meaningful and visible impact.
Alfredo brings a mindset rooted in integrity, accountability, continuous improvement, and teamwork—principles that guide both his professional and personal life. A U.S., Italian, and Peruvian citizen, he has lived and worked in financial centers around the world, gaining a broad cultural perspective that informs his leadership style.
Outside of work, Alfredo enjoys time with his family, traveling, and staying engaged with the community.
Alfredo Risi
Chief Operating Officer
Erin Duvall
Chief People Officer
309-685-0033
eduvall@dviinc.com
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Erin joined DVI in 2026, bringing two decades of global finance and treasury leadership experience within a complex multinational organization. As Chief People Officer, she is responsible for advancing DVI’s people‑centered culture, strengthening talent development, and fostering an environment where Associates feel supported, engaged, and empowered to deliver exceptional outcomes for clients. Drawn to DVI’s quiet, high‑quality approach and long‑standing commitment to client relationships, she now pairs her passion for people and culture with the analytical rigor and strategic perspective developed throughout her finance career.
Before joining DVI, Erin served as Assistant Treasurer at Caterpillar, where she led a global treasury team spanning five countries and played a key role in major capital markets and treasury transformation initiatives. This work reinforced her belief in thoughtful leadership, clear communication, and trust‑based partnerships. Throughout her career, Erin has found her greatest professional fulfillment in helping others grow, and she focuses on being a consistent, transparent presence for her teams while approaching change with flexibility and support.
Erin earned her B.S. in Finance, with a minor in Accounting, from Illinois State University.
She lives in Elmwood with her husband and two children and enjoys time outdoors, cheering on their children’s teams, traveling, and exploring new restaurants. She is also active in her community, having served as the Caterpillar United Way liaison and currently as Treasurer of the St. Mary’s Catholic School Parents’ Club.
Erin Duvall
Chief People Officer
Mitch Zippay
CPA
Managing Director, Accounting
Partner
309-685-0033
mzippay@dviinc.com
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Prior to joining DVI in 2019, Mitch held key finance and accounting roles across various industries—including aerospace, manufacturing, and media. His expertise in financial reporting, budgeting, and profitability analysis has been instrumental in strengthening DVI’s financial operations. He is known for his dependable and adaptable approach, grounded in integrity and a continuous drive for growth. In 2025, Mitch was named a DVI Partner, a testament to his ongoing contributions to optimizing the firm’s management processes and positioning DVI for continued success.
Mitch earned his B.S. in Accounting from Southern Illinois University and is a licensed Certified Public Accountant.
Outside the office, Mitch enjoys spending time with his wife and children and occasionally playing golf with friends when time permits.
Mitch Zippay
CPA
Managing Director, Accounting
Partner
Allie Blunier
CPA
Senior Accountant & Compliance Associate
Allie joined DVI in 2024 with over a decade of experience in integrating accounting functions into corporate operations. With a strong background in budget management, compliance with accounting standards, and delivering precise financial reports, Allie is committed to ensuring the firm’s financial integrity. Transitioning into the wealth management industry, she was drawn to DVI for its outstanding reputation and its people-centered approach, which aligns with her own values of honesty, dependability, and a commitment to growth.
Allie earned both her B.S. and M.S. in Accountancy from Illinois State University and is a licensed Certified Public Accountant.
Outside of work, Allie enjoys spending time with her husband, young children, and their dog. She values her close-knit neighborhood and church community and makes time for reading, staying active, and cooking.
Allie Blunier
CPA
Senior Accountant & Compliance Associate
Amy Mauser
Accountant
Amy has been a valued member of DVI since 2011 and has extensive experience in corporate and individual tax preparation and auditing. She plays a key role in supporting the firm’s financial operations and ensuring clients receive exceptional service. Amy is also an active contributor to DVI’s collaborative culture, which encourages professional growth and fosters strong relationships with colleagues. She is deeply aligned with DVI’s values, consistently prioritizing clients’ needs and appreciating the firm’s integrity and generosity within the community.
Amy earned her B.S. in Accounting from Millikin University.
Outside of work, Amy enjoys spending time with family and friends, reading, traveling, and trying new foods.
Amy Mauser
Accountant
Anne Olson
CTFA
Investment Accounting Supervisor
Anne joined DVI in 2011, bringing a strong foundation in trust administration and banking, with experience ranging from community banking to a national investment and insurance firm. Anne has steadily advanced through several roles in Investment Accounting, demonstrating both expertise and commitment to operational excellence.
Anne earned her B.S. in Business Management and Administration from Bradley University, and she holds the Certified Trust and Fiduciary Advisor (CTFA) designation.
Outside of work, Anne enjoys traveling, hiking with her dog, and spending time with family and friends.
Anne Olson
CTFA
Investment Accounting Supervisor
Mike Gilles
Investment Accountant
Mike joined DVI in 2020 with a background in accounts payable and treasury operations, including previous experience as a Treasury Manager for an optometrist acquisition company. There, he led the development of banking relationships and streamlined merchant services. His earlier work reconciling investment accounts provided valuable end-user insight into the types of reports and services DVI provides clients.
Mike holds an A.S. in Applied Sciences from Illinois Central College, a B.S. in Accounting from Southern Illinois University Edwardsville, and an M.B.A. in Finance from Bradley University. He is also a Certified Treasury Professional (CTP).
Outside the office, Mike enjoys trivia, board games, hiking, fishing, pheasant hunting, and attending concerts.
Mike Gilles
Investment Accountant
Lizamma Palakeel
CPA
Investment Accountant
Lizamma joined DVI in 2021 after holding finance and accounting roles at several well-known Peoria-based companies and serving as finance director for the local chapter of a national nonprofit. She appreciates the ongoing opportunities to learn and grow at DVI and enjoys the dynamic nature of her work.
Lizamma holds a B.S. in Accounting from the University of North Dakota and an M.B.A. from Bradley University. She is also a licensed Certified Public Accountant.
Outside of work, Lizamma enjoys caring for her indoor plants, experimenting with new recipes, and spending time with family and friends.
Lizamma Palakeel
CPA
Investment Accountant
Lisa Proctor
Investment Accounting Assistant
Lisa Proctor joined DVI in 2007 with a diverse background in personal banking and client relations. At a local Peoria bank, she managed teller operations, balanced vaults and ATMs, and provided personalized support to clients. Earlier in her career, she worked in the gaming industry, overseeing high-value transactions, delivering exceptional service, and ensuring regulatory compliance.
Known for her attention to detail and people-first mindset, Lisa plays a key role in supporting both operational accuracy and DVI’s collaborative culture. She values hard work, honesty, and a sense of humor—qualities that shine through in her work and relationships with colleagues.
Outside the office, Lisa enjoys live music, beach trips, and time with family and friends. She’s also a proud regular blood donor.
Lisa Proctor
Investment Accounting Assistant
Jeremy Hanshaw
CISSP®
Senior IT Manager
Since joining DVI in 2018, Jeremy has played a key role in advancing the firm’s technological infrastructure. With broad expertise spanning IT systems, cybersecurity, project management, coding, and reporting, he has been instrumental in driving innovation while strengthening the security and efficiency of DVI’s operations. His strong competitive drive and commitment to continuous improvement fuel his efforts to elevate the firm’s technological capabilities. A champion of DVI’s client-first culture, Jeremy promotes cross-departmental collaboration to ensure Associates are equipped with modern, effective tools that enhance client service.
Jeremy earned both a B.S. and M.S. in Electrical Engineering from Northern Illinois University and Arizona State University, respectively.
Outside of DVI, Jeremy enjoys traveling with his family, playing a variety of board games, and is a passionate guitar player.
Jeremy Hanshaw
CISSP®
Senior IT Manager
AnneMarie Brinton
Information Services Coordinator
AnneMarie joined DVI in 2011, bringing a diverse background that spans theater, auto manufacturing, and technical roles. Driven by a strong desire to help others, she consistently applies her expertise to a wide range of responsibilities at the firm. Her contributions are integral to the success of DVI, with her work being highly valued across the organization. AnneMarie is committed to continual learning and professional growth, consistently delivering exceptional service to DVI clients with patience and precision.
She holds dual B.A. degrees in Mathematics and Theater from Illinois College, graduating summa cum laude and Phi Beta Kappa, as well as a B.S. in Computer Science from the University of Massachusetts, Lowell.
Outside of DVI, AnneMarie is a talented artisan, musician, and singer, and she cherishes time spent with her immediate and extended family.
AnneMarie Brinton
Information Services Coordinator
Chris Downs
Building & Grounds Coordinator
Chris has been with DVI since 2011 and has a diverse background in maintenance, facilities management, and construction. His experience spans television production support, dental laboratory maintenance, and janitorial supervision, along with expertise in managing operational tasks and coordinating with contractors.
Chris holds certifications in asbestos abatement and concrete work, ensuring all DVI facilities are safe and efficient. He takes pride in the trusting and respectful culture at DVI and always enjoys engaging with clients about the local wildlife and plants.
Outside of work, Chris loves spending time outdoors and with his family.
Chris Downs
Building & Grounds Coordinator
Laura Smith
Human Resources & Benefits Manager
309-685-0033
lsmith@dviinc.com
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Laura joined DVI in 2024 with a strong passion for supporting others in their professional growth. With experience in talent recruitment, retention, and program coordination, she is committed to fostering DVI’s continued success and positive workplace culture. She was drawn to DVI by its unwavering commitment to values and client care, which she finds truly inspiring.
Laura holds a B.S. in Elementary Education from Greenville College and has a diverse background in human resources, operations, and client services.
Outside of work, Laura embraces her role as a “hockey mom,” traveling with her husband and children to ice rinks across the region.
Laura Smith
Human Resources & Benefits Manager
Paige Sweet
Communications & Marketing Manager
Paige joined DVI in 2022 and serves as the firm’s Communications & Marketing Manager. She brings a background in education and administration at leading independent schools in Chicago, Boston, and New York City, where she developed a strong foundation in clear communication, responsive service, and operational excellence. At DVI, Paige leads the firm’s messaging strategy, overseeing client-facing materials, brand positioning, and internal initiatives. She also chairs the firm’s Communications & Marketing Committee, helping to shape client engagement and ensure consistency across DVI’s voice and identity. A Peoria native, Paige returned to be near family and was drawn to DVI’s reputation for excellence, humility, and long-term client relationships.
She holds a B.A. in English and Secondary Education, summa cum laude, from DePaul University, and an M.A. in Literature and Letters from Middlebury College.
Outside the office, Paige is an avid reader, volunteers with CASA of the 10th Judicial Circuit, and enjoys playing golf, pickleball, and euchre.
Paige Sweet
Communications & Marketing Manager
Alexis Morey
CFP®
Assistant Relationship Manager
309-685-0033
amorey@dviinc.com
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Lexi joined DVI in 2023 as an Assistant Relationship Manager, where she plays a key role in supporting Relationship Managers with portfolio administration, client account oversight, financial reporting, and regulatory compliance. Her attention to detail and commitment to service excellence help ensure that clients receive a seamless and high-quality experience.
Lexi began her career as an insurance broker, where she developed a strong foundation in risk management and client communication. Her growing interest in comprehensive financial planning led her to transition into investment advising—a shift driven by her desire to build long-term relationships and provide more holistic solutions to clients. She is drawn to DVI’s collaborative, client-first culture and shares the firm’s core values of honesty, integrity, and fiduciary responsibility.
Lexi holds dual B.S. degrees in Finance and Insurance Risk Management from Illinois State University and is a CERTIFIED FINANCIAL PLANNER® professional.
Outside of work, Lexi enjoys playing tennis, cooking, watching football, and spending time at the lake with her family.
Alexis Morey
CFP®
Assistant Relationship Manager
Alfredo Risi
Chief Operating Officer
309-685-0033
arisi@dviinc.com
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Alfredo brings 30 years of global experience in the financial services industry to his role as Chief Operating Officer at DVI, which he joined in 2023. His career began in his native Peru, where he worked as a trader and portfolio manager. Driven by a passion for financial markets and strategic thinking, he pursued an M.B.A. in Finance from the University of Chicago Booth School of Business.
His path took him to London and New York, where he held roles in investment banking, strategy, and technology at Merrill Lynch, Deutsche Bank, and MetLife. He transitioned to the Registered Investment Advisor (RIA) space, serving as Chief Operating Officer for two advisory firms in New York and Michigan, where he honed his leadership in Strategy, Talent, Finance, Operations, Technology, and Compliance.
Alfredo was drawn to DVI by the opportunity to contribute to a values-driven organization with a strong client focus, a collaborative leadership team, and a culture that prioritizes governance, shared success, and team development. His transition from large corporate institutions to entrepreneurial environments reflects his desire to make a meaningful and visible impact.
Alfredo brings a mindset rooted in integrity, accountability, continuous improvement, and teamwork—principles that guide both his professional and personal life. A U.S., Italian, and Peruvian citizen, he has lived and worked in financial centers around the world, gaining a broad cultural perspective that informs his leadership style.
Outside of work, Alfredo enjoys time with his family, traveling, and staying engaged with the community.
Alfredo Risi
Chief Operating Officer
Allie Blunier
CPA
Senior Accountant & Compliance Associate
Allie joined DVI in 2024 with over a decade of experience in integrating accounting functions into corporate operations. With a strong background in budget management, compliance with accounting standards, and delivering precise financial reports, Allie is committed to ensuring the firm’s financial integrity. Transitioning into the wealth management industry, she was drawn to DVI for its outstanding reputation and its people-centered approach, which aligns with her own values of honesty, dependability, and a commitment to growth.
Allie earned both her B.S. and M.S. in Accountancy from Illinois State University and is a licensed Certified Public Accountant.
Outside of work, Allie enjoys spending time with her husband, young children, and their dog. She values her close-knit neighborhood and church community and makes time for reading, staying active, and cooking.
Allie Blunier
CPA
Senior Accountant & Compliance Associate
Amy Cowen-Walden
Senior Client Services Associate
Amy Cowen-Walden has been a key member of DVI since 2002, bringing over two decades of experience in client service and business development. Her earlier career in marketing and account management laid the foundation for her client-focused approach and understanding of relationship management. Over the years, she has built strong expertise in the financial services industry, including account administration and operational processes. Her deep familiarity with DVI’s internal procedures helps ensure consistent, efficient service for the firm’s clients.
Amy holds a B.S. in Business Administration from Illinois State University, where she gained the foundational business knowledge that supports her work in a dynamic financial environment.
Now living in South Carolina, Amy enjoys family vacations to both the mountains and the beach. Her many interests include quilting, reading, and volunteering, particularly through her service on several church committees.
Amy Cowen-Walden
Senior Client Services Associate
Amy Mauser
Accountant
Amy has been a valued member of DVI since 2011 and has extensive experience in corporate and individual tax preparation and auditing. She plays a key role in supporting the firm’s financial operations and ensuring clients receive exceptional service. Amy is also an active contributor to DVI’s collaborative culture, which encourages professional growth and fosters strong relationships with colleagues. She is deeply aligned with DVI’s values, consistently prioritizing clients’ needs and appreciating the firm’s integrity and generosity within the community.
Amy earned her B.S. in Accounting from Millikin University.
Outside of work, Amy enjoys spending time with family and friends, reading, traveling, and trying new foods.
Amy Mauser
Accountant
Anne Olson
CTFA
Investment Accounting Supervisor
Anne joined DVI in 2011, bringing a strong foundation in trust administration and banking, with experience ranging from community banking to a national investment and insurance firm. Anne has steadily advanced through several roles in Investment Accounting, demonstrating both expertise and commitment to operational excellence.
Anne earned her B.S. in Business Management and Administration from Bradley University, and she holds the Certified Trust and Fiduciary Advisor (CTFA) designation.
Outside of work, Anne enjoys traveling, hiking with her dog, and spending time with family and friends.
Anne Olson
CTFA
Investment Accounting Supervisor
AnneMarie Brinton
Information Services Coordinator
AnneMarie joined DVI in 2011, bringing a diverse background that spans theater, auto manufacturing, and technical roles. Driven by a strong desire to help others, she consistently applies her expertise to a wide range of responsibilities at the firm. Her contributions are integral to the success of DVI, with her work being highly valued across the organization. AnneMarie is committed to continual learning and professional growth, consistently delivering exceptional service to DVI clients with patience and precision.
She holds dual B.A. degrees in Mathematics and Theater from Illinois College, graduating summa cum laude and Phi Beta Kappa, as well as a B.S. in Computer Science from the University of Massachusetts, Lowell.
Outside of DVI, AnneMarie is a talented artisan, musician, and singer, and she cherishes time spent with her immediate and extended family.
AnneMarie Brinton
Information Services Coordinator
Betty Bradburn
Senior Client Services Supervisor, Lead Trainer
Betty Bradburn joined DVI in 2011, bringing over 20 years of experience in private banking, trust services, and commercial lending. She draws on her broad financial background to support clients, enhance internal processes, and lead firmwide training efforts. Collaborative by nature, Betty is known for her dependability and discipline and values cross-departmental teamwork. She dedicated herself to delivering outstanding client service and supporting team growth.
Betty holds a B.S. in Business Administration from the University of Illinois, Springfield.
Outside the office, she enjoys golfing with her husband, learning pickleball, and spending time with her adult children.
Betty Bradburn
Senior Client Services Supervisor, Lead Trainer
Brian Christensen
CFA
Senior Vice President
Partner
309-685-0033
brian@dviinc.com
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Brian joined DVI in 1993 and brings more than three decades of investment experience and strategic insight to the firm’s Investment Management team. A long‑time member of DVI’s Investment Committee and former Chief Investment Officer, he has helped shape the firm’s investment research and portfolio implementation disciplines across multiple market cycles so that portfolios remain aligned with clients’ long‑term financial goals. Guided by integrity and a commitment to doing what is right, Brian leads with humility and service, always putting clients’ best interests first.
Before joining the firm, Brian began his career at a leading manufacturing company in Peoria, managing short-term foreign currency exposure before transitioning to oversee the company’s pension assets. He later contributed to the development of the preferred group family of mutual funds and managed both small-cap equity and U.S. government securities portfolios.
Brian earned a B.S. in Business from Eastern Illinois University and an M.B.A. from Illinois State University. He also holds the Chartered Financial Analyst® designation.
Outside of work, he enjoys fishing, hunting, bicycling, gardening, and—above all—spending time with his growing family.
Brian Christensen
CFA
Senior Vice President
Partner
Candace Forrest
Senior Client Services Associate
Candace joined DVI in 2017 after starting her career as an equity trader at an RIA firm and later transitioning to a wealth management team at a larger corporation. In this capacity, she developed a strong passion for client service, with expertise in statement analysis, compliance, and managing complex accounts. Candace was drawn to DVI’s supportive culture and values, which offer her the opportunity to work closely with both clients and colleagues nationwide. She appreciates the firm’s environment, which promotes individual growth while encouraging collaboration.
Candace holds a B.S. in Finance from the University of Central Florida.
Outside of work, she enjoys spending time with her husband and children, boating, visiting Disney, and participating in a variety of outdoor activities.
Candace Forrest
Senior Client Services Associate
Chris Downs
Building & Grounds Coordinator
Chris has been with DVI since 2011 and has a diverse background in maintenance, facilities management, and construction. His experience spans television production support, dental laboratory maintenance, and janitorial supervision, along with expertise in managing operational tasks and coordinating with contractors.
Chris holds certifications in asbestos abatement and concrete work, ensuring all DVI facilities are safe and efficient. He takes pride in the trusting and respectful culture at DVI and always enjoys engaging with clients about the local wildlife and plants.
Outside of work, Chris loves spending time outdoors and with his family.
Chris Downs
Building & Grounds Coordinator
Chris Kent
CFA, CFP®
Associate Portfolio Manager
407-622-5133
ckent@dviinc.com
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Chris joined DVI full-time in 2023 after interning with the firm, where he quickly aligned with DVI’s client-focused philosophy. Driven by a passion for investment management and a commitment to delivering impactful solutions, his analytical mindset and results-oriented approach have made him a valuable member of the Investment Management team. At DVI, Chris plays a key role in supporting strategic investment decisions, providing market research and insights, and assisting in the design and management of client portfolios.
Chris graduated magna cum laude from Stetson University with a B.B.A. in Investment Finance and Economics, where he served as Chief Investment Officer of the Roland George Investment Program. He holds both the Chartered Financial Analyst® designation and the CERTIFIED FINANCIAL PLANNER® certification.
Outside of work, Chris enjoys weightlifting with his brother, spending time with family and friends, and being a lifelong student of history.
Chris Kent
CFA, CFP®
Associate Portfolio Manager
Cody Behrens
CFA, ChFC®
Portfolio Manager
309-685-0033
cbehrens@dviinc.com
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Cody joined DVI in 2026, bringing more than a decade of experience in investment research, portfolio management, and client advisory work to the firm. He has led trading operations and produced investment commentary for both banks and independent firms. In each of these roles, he has actively mentored colleagues, reflecting Cody’s technical depth and his commitment to building strong teams.
Cody earned a B.S. in Business Administration from Eureka College. He holds both the Chartered Financial Analyst® and the Chartered Financial Consultant® designations, underscoring his dedication to professional growth and high standards of industry excellence.
A native of Prophetstown, Illinois, Cody is a self‑professed small‑town enthusiast and now lives in El Paso, where he values being part of a close‑knit community. He is happiest spending time with his family, coaching basketball, and serving on summer baseball and softball boards as a meaningful way to give back to the community.
Cody Behrens
CFA, ChFC®
Portfolio Manager
Dalton Mellon
CFA
Portfolio Manager
309-685-0033
dmellon@dviinc.com
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Dalton joined DVI in 2013 as an Advisory Analyst and has since grown into his current role as a Portfolio Manager, where he provides thoughtful support to clients navigating complex financial decisions. His early exposure to investment operations and research helped cultivate a disciplined approach that continues to inform his work today.
In addition to his portfolio responsibilities, Dalton has contributed to a range of internal initiatives over the years. His consistent engagement in firm-wide projects reflects a strong sense of dedication and a willingness to support the broader mission of DVI wherever needed. He is guided by the values of integrity, diligence, and professionalism—principles that shape both his client relationships and his collaboration with colleagues.
Dalton earned a degree in Finance from the University of Illinois at Urbana-Champaign and holds the Chartered Financial Analyst® designation.
Outside of work, he enjoys spending time with his family, being outdoors—particularly golfing and duck hunting—and exploring new recipes in the kitchen.
Dalton Mellon
CFA
Portfolio Manager
Deanna Baele
CFP®
Relationship Manager
309-685-0033
dbaele@dviinc.com
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Since joining DVI in 2000, Deanna has held several key roles, including Manager of Client Services and Executive Office Advisor, where she partnered closely with the firm’s President on high-level client strategy and operational initiatives. Her career in financial services began at a national insurance agency and later expanded to include trust and investment roles within both the insurance and regional banking sectors.
With over two decades of experience, Deanna brings depth, dedication, and a personal touch to her role as Relationship Manager. She is known for fostering enduring client relationships grounded in trust, care, and thoughtful financial guidance.
Deanna holds a B.S. in Business Administration from Monmouth College, an M.B.A. from St. Ambrose University, and the CERTIFIED FINANCIAL PLANNER® certification—underscoring her commitment to comprehensive, client-centered planning.
Outside of work, she is actively involved in her community, enjoys traveling with her husband and adult children, and proudly supports the Chicago Cubs as a lifelong fan.
Deanna Baele
CFP®
Relationship Manager
Devin Shaffer
Portfolio Management Analyst
407-622-5133
dshaffer@dviinc.com
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Devin joined DVI in 2024, bringing a strong foundation in market analysis and a passion for collaborative, client-focused work. Drawn to DVI’s disciplined investment philosophy and relationship-driven approach, he quickly became a standout member of the team, eager to contribute and grow within the firm.
Devin graduated magna cum laude from Stetson University with a B.B.A. in Finance, where he served as Chief Investment Officer of the prestigious Roland George Investment Program. He also holds the Chartered Financial Analyst® designation.
Originally from Burlington, Connecticut, Devin now enjoys life in sunny Orlando, where he spends his free time golfing, riding motocross, exercising, and enjoying time with friends and family.
Devin Shaffer
CFA
Portfolio Management Analyst
Drew Bryant
Assistant Relationship Manager
309-685-0033
dbryant@dviinc.com
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Drew joined DVI in 2026 as an Assistant Relationship Manager, where he supports client relationships through financial planning analysis, portfolio research, and prospective client work. He brings a strong analytical foundation, a collaborative mindset, and a client-first approach to the Relationship Management team.
Prior to joining DVI full time, Drew interned with the firm and contributed to projects including a capstone on legislative impacts to client portfolios and tax-planning strategies. He also gained experience as an Investment Services and Accounting Intern at CEFCU, where he supported process improvements across teams.
Drew earned his B.A. from Augustana College, summa cum laude, with majors in Accounting and Finance. He played college baseball and was recognized as both a Presidential Scholar and recipient of the Montgomery Memorial Scholarship, awarded for academic excellence, integrity, and a disciplined pursuit of a career in business or economics. He is currently preparing to sit for the CPA and CERTIFIED FINANCIAL PLANNER® exams, underscoring his commitment to professional development.
Outside of work, Drew enjoys golf, time with family at Oak Run, and history, especially the Revolutionary War period.
Drew Bryant
Assistant Relationship Manager
Drew Lister
CFA
Senior Portfolio Manager
309-685-0033
drew@dviinc.com
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Drew joined DVI in 2005, making a purposeful transition from institutional investing to a more client-centered focus in private wealth management. He began his career in 2001 as an investment analyst at a national insurance company, where he developed a strong analytical foundation and quickly recognized the deeper personal impact of helping individuals navigate complex financial decisions.
Now a Senior Portfolio Manager with more than 20 years of industry experience, Drew is a trusted advisor known for his disciplined portfolio oversight, responsive communication, and thoughtful, steady guidance. His work is grounded in the values of honesty, integrity, and continuous improvement—principles that shape his relationships with both clients and colleagues.
Drew holds a B.B.A. in Finance from the University of Hawaii, an M.B.A. in Finance from the University of Chicago Booth School of Business, and the Chartered Financial Analyst® designation.
Outside of work, Drew is a trivia enthusiast, accomplished cook, and avid traveler who especially enjoys time with his wife and their children.
Drew Lister
CFA
Senior Portfolio Manager
Erin Duvall
Chief People Officer
309-685-0033
eduvall@dviinc.com
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Erin joined DVI in 2026, bringing two decades of global finance and treasury leadership experience within a complex multinational organization. As Chief People Officer, she is responsible for advancing DVI’s people‑centered culture, strengthening talent development, and fostering an environment where Associates feel supported, engaged, and empowered to deliver exceptional outcomes for clients. Drawn to DVI’s quiet, high‑quality approach and long‑standing commitment to client relationships, she now pairs her passion for people and culture with the analytical rigor and strategic perspective developed throughout her finance career.
Before joining DVI, Erin served as Assistant Treasurer at Caterpillar, where she led a global treasury team spanning five countries and played a key role in major capital markets and treasury transformation initiatives. This work reinforced her belief in thoughtful leadership, clear communication, and trust‑based partnerships. Throughout her career, Erin has found her greatest professional fulfillment in helping others grow, and she focuses on being a consistent, transparent presence for her teams while approaching change with flexibility and support.
Erin earned her B.S. in Finance, with a minor in Accounting, from Illinois State University.
She lives in Elmwood with her husband and two children and enjoys time outdoors, cheering on their children’s teams, traveling, and exploring new restaurants. She is also active in her community, having served as the Caterpillar United Way liaison and currently as Treasurer of the St. Mary’s Catholic School Parents’ Club.
Erin Duvall
Chief People Officer
Glenn Maxey
CFA
Chief of Staff & Senior Portfolio Manager
Partner
309-685-0033
gmaxey@dviinc.com
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Before joining David Vaughan Investments in 2017, Glenn built a strong foundation in investment banking, with a focus on mergers and acquisitions in the oil and gas industry. That experience sharpened his analytical acumen, strategic perspective, and ability to navigate complex financial transactions—expertise he brings to his work with clients, colleagues, and DVI’s leadership team.
Since joining the firm, Glenn has become a driving force in DVI’s ongoing evolution. Named Partner in 2024, he plays a central role in shaping firm-wide initiatives spanning investment strategy, technology, and talent development. He has led efforts to modernize DVI’s trading infrastructure and performance analytics, championing technology that improves both efficiency and insight. Just as importantly, he mentors and develops the firm’s next generation of analysts, exemplifying a leadership style grounded in trust, clarity, and long-term vision.
Glenn’s connection to DVI began through family friendships and a college internship, but his decision to return years later reflected a deep belief in the firm’s mission. He and his wife moved back to Peoria to raise their family in a community that mirrors the values he brings to his work—integrity, accountability, and enduring relationships.
Today, Glenn works closely with senior leadership and fellow partners, contributing to strategic decision-making and client relationships while helping guide the firm’s next chapter. He is known for his steady presence, collaborative mindset, and deep respect for the trust clients place in DVI.
Glenn earned a B.B.A. in Finance from Southern Methodist University, graduating summa cum laude, and holds the Chartered Financial Analyst® designation.
Outside the office, Glenn enjoys spending time with his family, golfing, and hunting waterfowl.
Glenn Maxey
CFA
Chief of Staff & Senior Portfolio Manager
Partner
Jade Laverdiere
Assistant Relationship Manager
407-622-5133
jlaverdiere@dviinc.com
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Jade joined DVI as an Assistant Relationship Manager in 2025, building on her experience as an intern with the firm during her undergraduate studies. Known for her sharp intellect, attention to detail, and precision, Jade brings a strong foundation in Relationship Management, where she collaborates closely with clients and internal teams to deliver comprehensive, tailored solutions.
Her early exposure to DVI’s supportive, client-first culture confirmed her passion for wealth management and strengthened her commitment to providing meticulous, thoughtful guidance. Driven by a dedication to continuous learning and a deep respect for others, Jade is excited to grow in her role and contribute to DVI’s ongoing success.
Jade earned a B.S. in Personal Financial Planning with a minor in Accounting from Bradley University, graduating summa cum laude.
Outside of work, Jade enjoys exploring her new neighborhood in Florida, visiting family in the Midwest, and discovering new restaurants and activities.
Jade Laverdiere
Assistant Relationship Manager
Jeff Huizenga
CFP®, ChFC®, MSFS
Director, Wealth Strategies
Partner
309-685-0033
jeff@dviinc.com
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Jeff joined DVI in 2014 as a Relationship Manager, bringing with him deep expertise in developing and executing sophisticated financial strategies. Prior to DVI, he served as a Senior Wealth Advisor at the local branch of a national accounting and consulting firm, where he guided clients through multi-generational planning and tax-efficient wealth transfer strategies. Jeff was named DVI Partner in 2020.
With over three decades of experience in the financial services industry, Jeff plays a critical leadership role within DVI. He oversees comprehensive financial planning, tax optimization, and estate planning initiatives—often working in close collaboration with clients’ legal and accounting advisors to deliver fully integrated, holistic wealth management solutions. Known for his strategic insight and unwavering commitment to excellence, Jeff is instrumental in helping clients achieve long-term financial security and generational impact. His leadership continues to strengthen DVI’s collaborative culture and reinforces the firm’s reputation for delivering highly personalized, fiduciary-focused advice.
Jeff earned his B.S. from the University of Dubuque and his M.S. in Financial Services from The American College of Financial Services. He holds several of the industry’s most respected credentials, including the CERTIFIED FINANCIAL PLANNER® certification and the Chartered Financial Consultant® designation.
Outside of work, Jeff is deeply devoted to his family and faith and finds renewal in time spent outdoors. One of his greatest joys in recent years has been becoming a grandfather—a role he embraces with pride, purpose, and boundless enthusiasm.
Jeff Huizenga
CFP®, ChFC®, MSFS
Director, Wealth Strategies
Partner
Jeremy Hanshaw
CISSP®
Senior IT Manager
Since joining DVI in 2018, Jeremy has played a key role in advancing the firm’s technological infrastructure. With broad expertise spanning IT systems, cybersecurity, project management, coding, and reporting, he has been instrumental in driving innovation while strengthening the security and efficiency of DVI’s operations. His strong competitive drive and commitment to continuous improvement fuel his efforts to elevate the firm’s technological capabilities. A champion of DVI’s client-first culture, Jeremy promotes cross-departmental collaboration to ensure Associates are equipped with modern, effective tools that enhance client service.
Jeremy earned both a B.S. and M.S. in Electrical Engineering from Northern Illinois University and Arizona State University, respectively.
Outside of DVI, Jeremy enjoys traveling with his family, playing a variety of board games, and is a passionate guitar player.
Jeremy Hanshaw
CISSP®
Senior IT Manager
Laura Smith
Human Resources & Benefits Manager
309-685-0033
lsmith@dviinc.com
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Laura joined DVI in 2024 with a strong passion for supporting others in their professional growth. With experience in talent recruitment, retention, and program coordination, she is committed to fostering DVI’s continued success and positive workplace culture. She was drawn to DVI by its unwavering commitment to values and client care, which she finds truly inspiring.
Laura holds a B.S. in Elementary Education from Greenville College and has a diverse background in human resources, operations, and client services.
Outside of work, Laura embraces her role as a “hockey mom,” traveling with her husband and children to ice rinks across the region.
Laura Smith
Human Resources & Benefits Manager
Lisa Proctor
Investment Accounting Assistant
Lisa Proctor joined DVI in 2007 with a diverse background in personal banking and client relations. At a local Peoria bank, she managed teller operations, balanced vaults and ATMs, and provided personalized support to clients. Earlier in her career, she worked in the gaming industry, overseeing high-value transactions, delivering exceptional service, and ensuring regulatory compliance.
Known for her attention to detail and people-first mindset, Lisa plays a key role in supporting both operational accuracy and DVI’s collaborative culture. She values hard work, honesty, and a sense of humor—qualities that shine through in her work and relationships with colleagues.
Outside the office, Lisa enjoys live music, beach trips, and time with family and friends. She’s also a proud regular blood donor.
Lisa Proctor
Investment Accounting Assistant
Lizamma Palakeel
CPA
Investment Accountant
Lizamma joined DVI in 2021 after holding finance and accounting roles at several well-known Peoria-based companies and serving as finance director for the local chapter of a national nonprofit. She appreciates the ongoing opportunities to learn and grow at DVI and enjoys the dynamic nature of her work.
Lizamma holds a B.S. in Accounting from the University of North Dakota and an M.B.A. from Bradley University. She is also a licensed Certified Public Accountant.
Outside of work, Lizamma enjoys caring for her indoor plants, experimenting with new recipes, and spending time with family and friends.
Lizamma Palakeel
CPA
Investment Accountant
Mary Koury
Administrative Client Services & Front Office Associate
Mary joined DVI in 2020, bringing a diverse background in marketing, communications, and military sales and logistics. Her work is driven by a strong sense of teamwork and a genuine desire to help others, perfectly aligning with DVI’s client-first philosophy. She values the firm’s forward-thinking culture and its dedication to supporting clients, especially during challenging times.
Mary holds a B.S. in Communications from Bradley University, where she enhanced her skills and broadened her perspective through study abroad experiences in New York City and London.
Outside of work, Mary enjoys spending time with her husband and children, gathering with their large extended family, traveling, and enjoying the outdoors.
Mary Koury
Administrative Client Services &
Front Office Associate
Maryann Sprout
Administrative Client Services & Senior Front Office Associate
Maryann joined DVI in 2016, bringing a wealth of experience from her previous roles as a court liaison, legal assistant, and loan processor. Her attention to detail and commitment to accuracy make her an essential part of the team, ensuring everything is thoroughly checked before it reaches clients.
Maryann is driven by a strong sense of care, hard work, and dependability, valuing her role in providing exceptional service to clients and supporting her colleagues. She’s particularly inspired by DVI’s history and the legacy of David Vaughan, which is embedded in the firm’s culture.
Outside of work, Maryann enjoys a variety of musical genres, reading, painting, and going for walks. She cherishes spending time with her children and grandchildren, often bonding over board games, outdoor activities, and meaningful conversations.
Maryann Sprout
Administrative Client Services &
Senior Front Office Associate
Meagan Hanley
Client Services Associate
Meagan joined DVI in 2026 as a Client Services Associate, bringing experience across both client service and advisory operations, with a focus on delivering organized, responsive support to our client relationship teams. Prior to joining DVI, she worked at CLA Wealth Advisors and TD Ameritrade, where she managed communications with clients and fund managers, onboarded new clients and processed account documentation, and helped educate investors on trading tools and order types for their personal wealth management needs.
Meagan earned a B.S. in Business Administration from Creighton University’s Heider College of Business, with majors in Economics and Financial Analysis. She has also passed several FINRA exams, demonstrating a strong foundation in securities and trading.
Outside of work, Meagan is passionate about community engagement and has been a long-time volunteer with both the Peoria Park District and Midwest Food Bank. She also enjoys rock climbing, hiking, biking, reading, and hosting game nights with friends and family.
Meagan Hanley
Client Services Associate
Meghan Jackson
Financial Analyst & Trader
Meghan joined David Vaughan Investments in 2008 and brings over 20 years of experience in the financial services industry. She began her career as an Execution Correction Clerk, gaining valuable hands-on experience in trade processing, before advancing to a Consulting Group Technical Analyst, where she supported financial consultants with portfolio analysis, reporting, and trade execution. As a Portfolio Analyst and Trader, Meghan manages both equity and fixed income trading, while preparing detailed portfolio materials to support client meetings and reporting. Her extensive experience and steady presence make her an integral member of DVI’s trading and portfolio management team.
Guided by the belief that quality matters more than quantity, Meghan applies this principle to both her professional and personal life. She values DVI’s collaborative culture and the strong, trust-based client relationships it nurtures.
Meghan earned her B.A. in Business Administration from Monmouth College, where she was a member of the Alpha Lambda Delta Honor Society.
Outside of work, Meghan is a dedicated supporter of St. Jude, having served for nearly a decade on the gala planning committee. She also enjoys camping and traveling with her family, and she loves attending and supporting their extracurricular activities.
Meghan Jackson
Financial Analyst & Trader
Michael Armistead
CFP®
Relationship Manager
407-622-5133
marmistead@dviinc.com
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Michael joined DVI in 2022 as a Relationship Manager and serves as the primary point of contact for clients in the Central Florida region. Driven by a commitment to making a meaningful impact, he prioritizes clear communication and close collaboration—both with clients and across DVI teams—to deliver integrated financial strategies that foster confidence and long-term peace of mind. With more than a decade of experience in the financial services industry, Michael brings deep expertise in relationship management and comprehensive financial planning.
He holds a B.A. from Flagler College, an M.S. of Finance and Economics from West Texas A&M University, and an M.B.A. from the University of Central Florida. He is also a CERTIFIED FINANCIAL PLANNER® professional.
Outside of work, Michael enjoys spending time with his family at the beach, attending sporting events, and reading.
Michael Armistead
CFP®
Relationship Manager
Mike Flaherty
CFP®, ChFC®
Managing Director & Senior Relationship Manager
Associate Partner
309-685-0033
mflaherty@dviinc.com
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Mike joined DVI as a Relationship Manager in 2018, bringing with him a strong background in both the financial services and insurance industries. His passion for financial planning is rooted in building meaningful relationships and helping clients navigate complex financial challenges—principles that aligned perfectly with DVI’s fiduciary mission. In 2025, he was named an Associate Partner, recognizing his expertise, leadership, and unwavering commitment to client success.
Known for his integrity, work ethic, and thoughtful guidance, Mike helps clients plan for retirement, manage wealth transfers, and implement tax-efficient strategies with clarity and confidence. He specializes in creating comprehensive financial plans tailored to the unique needs of high-net-worth individuals and families.
Beyond his client-facing role, Mike leads DVI’s Assistant Relationship Manager (ARM) Program, where he plays a key role in developing the firm’s next generation of talent. Under his leadership, the program has become a cornerstone of DVI’s internal development efforts—providing mentorship, training, and real-world experience to emerging professionals. His influence continues to shape both the firm’s culture and its future.
Mike earned his B.S. in Insurance from Illinois State University. He also holds both the CERTIFIED FINANCIAL PLANNER® certification and the Chartered Financial Consultant® designation.
Mike is passionate about giving back to his community. He serves on the Board of Junior Achievement of Central Illinois and plays an active role in supporting the Boys & Girls Club of Bloomington-Normal’s efforts to help local youth thrive. He and his wife, Krista, enjoy traveling—especially to scuba diving destinations—spending time with their dogs, and cheering on their favorite Chicago sports teams.
Mike Flaherty
CFP®, ChFC®
Managing Director &
Senior Relationship Manager
Associate Partner
Mike Gilles
Investment Accountant
Mike joined DVI in 2020 with a background in accounts payable and treasury operations, including previous experience as a Treasury Manager for an optometrist acquisition company. There, he led the development of banking relationships and streamlined merchant services. His earlier work reconciling investment accounts provided valuable end-user insight into the types of reports and services DVI provides clients.
Mike holds an A.S. in Applied Sciences from Illinois Central College, a B.S. in Accounting from Southern Illinois University Edwardsville, and an M.B.A. in Finance from Bradley University. He is also a Certified Treasury Professional (CTP).
Outside the office, Mike enjoys trivia, board games, hiking, fishing, pheasant hunting, and attending concerts.
Mike Gilles
Investment Accountant
Mike Price
Vice President, Risk Management & Chief Compliance Officer
Partner
309-685-0033
mprice@dviinc.com
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Mike joined DVI in 2014, bringing nearly four decades of experience, including more than 25 years in the financial services industry. Over the course of his career, he has held senior executive roles across a range of organizations, shaping a broad leadership perspective that now drives his strategic oversight of DVI’s risk management and regulatory efforts. Known for his deep industry insight, Mike excels at anticipating and navigating complex compliance challenges, consistently upholding the highest standards of integrity and operational discipline. In recognition of his impact and leadership, he was named a Partner at DVI in 2020.
Drawn to DVI by its exceptional people and a culture rooted in collaboration, respect, and accountability, Mike found the firm’s commitment to excellence and team-driven ethos aligned closely with his own professional values. Since joining, he has remained inspired by DVI’s enduring culture of shared purpose and mutual respect.
Mike’s leadership is guided by core values—integrity, relentless effort, continuous improvement, and a healthy appreciation for life’s lighter moments. His approach reflects both personal conviction and a deep alignment with DVI’s mission.
He holds a B.S. in Finance from Illinois State University and an M.B.A. from Washington University in St. Louis. Deeply committed to his community, Mike gives back through board service and volunteer work focused on causes close to his heart.
Outside the office, Mike is an avid sports fan who enjoys golf, cycling, and travel. He also loves discovering new restaurants and spending meaningful time with his family.
Mike Price
Vice President, Risk Management &
Chief Compliance Officer
Partner
Mitch Zippay
CPA
Managing Director, Accounting
Partner
309-685-0033
mzippay@dviinc.com
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Prior to joining DVI in 2019, Mitch held key finance and accounting roles across various industries—including aerospace, manufacturing, and media. His expertise in financial reporting, budgeting, and profitability analysis has been instrumental in strengthening DVI’s financial operations. He is known for his dependable and adaptable approach, grounded in integrity and a continuous drive for growth. In 2025, Mitch was named a DVI Partner, a testament to his ongoing contributions to optimizing the firm’s management processes and positioning DVI for continued success.
Mitch earned his B.S. in Accounting from Southern Illinois University and is a licensed Certified Public Accountant.
Outside the office, Mitch enjoys spending time with his wife and children and occasionally playing golf with friends when time permits.
Mitch Zippay
CPA
Managing Director, Accounting
Partner
Nate Heffelbower
Senior Client Services Supervisor
Nate joined DVI in 2019 after transitioning from a career in sales consulting to wealth management, where he discovered his passion for delivering exceptional client service. Drawn to DVI’s unwavering commitment to integrity and its client-first approach, Nate shares the firm’s focus on cultivating long-term, trust-based relationships over short-term performance metrics. Guided by values of respect, integrity, humility, and a continuous drive for personal and professional growth, Nate is dedicated to prioritizing clients’ needs and fostering meaningful connections. He also takes great pride in mentoring his colleagues, providing guidance and support to help them thrive in their roles.
Nate holds a B.A. in Psychology from Eastern Michigan University, where he graduated magna cum laude, and a Mini-M.B.A. from Rollins College.
Outside of work, Nate enjoys spending time with his family, exploring the outdoors, listening to music, and following his beloved Big Ten football teams.
Nate Heffelbower
Senior Client Services Supervisor
Paige Sweet
Communications & Marketing Manager
Paige joined DVI in 2022 and serves as the firm’s Communications & Marketing Manager. She brings a background in education and administration at leading independent schools in Chicago, Boston, and New York City, where she developed a strong foundation in clear communication, responsive service, and operational excellence. At DVI, Paige leads the firm’s messaging strategy, overseeing client-facing materials, brand positioning, and internal initiatives. She also chairs the firm’s Communications & Marketing Committee, helping to shape client engagement and ensure consistency across DVI’s voice and identity. A Peoria native, Paige returned to be near family and was drawn to DVI’s reputation for excellence, humility, and long-term client relationships.
She holds a B.A. in English and Secondary Education, summa cum laude, from DePaul University, and an M.A. in Literature and Letters from Middlebury College.
Outside the office, Paige is an avid reader, volunteers with CASA of the 10th Judicial Circuit, and enjoys playing golf, pickleball, and euchre.
Paige Sweet
Communications & Marketing Manager
Patrick Smarjesse
CEBS
Senior Vice President
Partner
309-685-0033
pat@dviinc.com
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Pat joined DVI in 1995, bringing with him more than a decade of experience in investment management and deep expertise in retirement plan strategies. Raised in a large family that valued hard work, self-reliance, and education, he built a career grounded in trust, discipline, and long-term client relationships.
He began his career as a retail broker with a national financial firm, where he developed a strong understanding of individual investor needs. His growing focus on retirement planning led to the creation of DVI Consulting Group—a dedicated division serving businesses that sponsor employee retirement plans.
Over the years, Pat has built lasting relationships with both high-net-worth individuals and institutional clients, offering strategic insight and a highly personalized approach to wealth management. As one of DVI’s most senior leaders, he has played a key role in the firm’s transformation from a boutique advisory to a respected institution—helping realize the founding vision of David Vaughan and current President Will Williams.
Pat holds a B.S. in Management from the University of Wisconsin–La Crosse, where he also developed a lifelong appreciation for the outdoors, inspired by the beauty of western Wisconsin.
Outside of work, Pat enjoys fishing, hunting, skiing, and working with his hands—passions he now shares with his growing family, including his first grandchild, welcomed in 2024.
Patrick Smarjesse
CEBS
Senior Vice President
Partner
Pierce Timko
CFA, CFP®
Managing Director, Investment Research
Associate Partner
407-622-5133
ptimko@dviinc.com
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From the outset of his career, Pierce has combined a passion for investment strategy with a deep commitment to client relationships. He began as a junior analyst at a hedge fund before joining Charles Schwab, where he supported institutional advisory firms—including DVI—on the Advisor Services team. His drive to engage more directly with clients led him to Schwab Private Client.
In 2016, Pierce joined DVI as a Portfolio Manager, bringing full circle a professional admiration for the firm that began years earlier. Known for his disciplined, research-based approach and strong client advocacy, Pierce plays a key leadership role in DVI’s Winter Park office. In recognition of his contributions, he was named an Associate Partner of the firm in 2024.
Pierce earned his B.S. in Finance from Stetson University, graduating magna cum laude through the prestigious Roland George Investment Program. He also holds both the Chartered Financial Analyst® designation and the CERTIFIED FINANCIAL PLANNER® certification.
Outside the office, he enjoys quality time with his wife and three children, particularly exploring Florida’s coast and cultural attractions, is an engaged member of the local community, and remains a committed fan of the Tampa Bay Buccaneers.
Pierce Timko
CFA, CFP®
Managing Director, Investment Research
Associate Partner
Ryan Sewell
CFP®
Managing Director & Senior Relationship Manager
407-622-5133
rsewell@dviinc.com
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Ryan joined DVI in 2025 as a Managing Director & Senior Relationship Manager in the Winter Park, Florida office. He brings more than 20 years of experience serving individuals and families with comprehensive financial planning, helping clients navigate complexity, make informed choices, and remain focused on their long-term priorities.
Over the course of his career, Ryan has led and developed advisory teams at nationally recognized wealth management firms, equipping advisors to deepen client engagement and deliver integrated planning solutions. His work is characterized by clarity, rigor, and a collaborative mindset that brings structure to planning while maintaining a high standard of care.
As part of DVI’s Relationship Management team, Ryan partners with clients on thoughtful, comprehensive wealth planning and contributes to the firm’s operating effectiveness and team-based culture. He embodies DVI’s commitment to fiduciary responsibility and disciplined investing, grounded in the belief that sound guidance enables clients to act with greater confidence, clarity, and purpose.
Ryan holds a B.S. in Industrial Management from Purdue University’s Daniels School of Business and an M.B.A. from Xavier University. He is also a CERTIFIED FINANCIAL PLANNER® professional.
Outside the office, Ryan spends as much time outdoors as possible, particularly on the water and exploring national parks across the country. Originally from northern Indiana, Ryan now lives in Windermere, Florida, where he stays active in the community through youth sports coaching and volunteering at local events.
Ryan Sewell
CFP®
Managing Director &
Senior Relationship Manager
ShinAe Banks
Administrative Client Services & Front Office Associate
ShinAe joined DVI in 2021, after gaining professional experience as a word processing specialist, in commercial lines insurance, and in early childhood care. These roles sharpened her attention to detail and reinforced the importance of trust and making people feel genuinely welcomed—strengths she brings to her work at DVI every day. She values the firm’s strong leadership, the supportive team dynamic, and the shared commitment to putting clients first.
She holds a B.A. in Communication from Eureka College, where she graduated magna cum laude.
Outside of work, ShinAe enjoys spending time with family and friends, participating in church activities, and exploring new restaurants and local attractions.
ShinAe Banks
Administrative Client Services &
Front Office Associate
Sonia Williams
Administrative Client Services & Senior Front Office Associate
Sonia joined DVI in 2022, bringing a diverse professional background spanning the culinary field, nonprofit sector, and wealth management industry. Her experience has honed her exceptional client service skills, adaptability, and meticulous attention to detail, all of which contribute to the firm’s efficient operations. Sonia’s passion for learning enables her to quickly master complex processes, responding to both colleagues’ and clients’ needs with precision and efficiency. Additionally, she excels at identifying and nurturing the strengths of others, fostering a collaborative and supportive work environment.
Outside of work, Sonia enjoys reading, solving puzzles, listening to music, and exploring global cuisine with family and friends. She also has a fondness for binge-worthy TV shows and professional bull riding.
Sonia Williams
Administrative Client Services &
Senior Front Office Associate
Sophia Humphrey
Client Services Associate
Sophia joined DVI in 2020, bringing over 20 years of experience in wealth management. Her career began in operations, where she worked as a liaison between advisors, clients, and institutional managers. As she advanced in the industry, she became a Registered Financial Associate, managing relationships and supporting financial teams. At DVI, Sophia leverages her extensive expertise to enhance operations and ensure seamless coordination between advisors and clients. She values DVI’s thoughtful, client-centric approach and its commitment to fostering a respectful, professional environment.
Sophia holds a B.S. in Business Management from Colorado Technical University, graduating summa cum laude.
Outside of work, Sophia enjoys watching science fiction movies, reading, cooking, walking, and gardening.
Sophia Humphrey
Client Services Associate
Stephanie Ricketts
CFP®
Managing Director, Relationship Management & Client Service
Partner
309-685-0033
sricketts@dviinc.com
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Since joining DVI in 2007 as a Relationship Manager, Stephanie has been a driving force behind the firm’s continued growth and client success. Over the years, she has advanced into increasingly senior leadership roles—including Senior Relationship Manager, Director of Client Services, and currently, Managing Director of Relationship Management & Client Services. In 2022, she was named Partner, a reflection of her exceptional leadership, client dedication, and steadfast integrity.
With more than 20 years of experience in the financial services industry, Stephanie is recognized for her ability to navigate complex financial landscapes while fostering deep, lasting client relationships. She began her career as a trust advisor in the private client services division of a national bank, where she rose to the position of Vice President. In that role, she managed investment strategies and oversaw trust and estate administration—experience that helped shape her strategic approach and client-first philosophy at DVI.
At DVI, Stephanie leads with both precision and empathy. She mentors future leaders, champions a culture of collaboration and accountability, and plays a vital role in expanding the firm’s presence across Illinois and Florida. Under her direction, the Client Services division continues to deliver high-touch, customized wealth management solutions that reflect DVI’s commitment to excellence.
Stephanie holds both a B.S. in International Business and an M.B.A. from Bradley University. She is also a CERTIFIED FINANCIAL PLANNER® professional, which underscores her expertise and commitment to fiduciary standards.
Outside of work, Stephanie is passionate about community involvement and enjoys traveling and outdoor adventures with her family.
Stephanie Ricketts
CFP®
Managing Director,
Relationship Management & Client Service
Partner
Steve Hinrichs
CFA
Senior Vice President & Chief Investment Officer
Partner
309-685-0033
steve@dviinc.com
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Steve joined DVI in 1998 as a portfolio analyst and has played a critical role in shaping the firm’s investment philosophy, research discipline, and technological evolution. Over the course of his tenure, he has advanced into senior leadership roles, and in 2026, he was promoted to Chief Investment Officer, assuming responsibility for overseeing the firm’s overall investment strategy. As Senior Vice President and Partner, Steve combines unparalleled industry expertise with a collaborative leadership style, earning the respect of both colleagues and clients and help guide DVI’s modern era of disciplined, research-driven investment management.
Steve began his career as an equity analyst at Franklin Life Insurance in Springfield, Illinois, where he built a robust foundation in business analysis, market evaluation, and long-term investment strategy. At DVI, Steve not only drives the firm’s investment strategy but also champions technological integrations that have streamlined operations and enhanced analytical capabilities, ensuring DVI remains on the forefront of the industry.
As a mentor, Steve is dedicated to developing the next generation of investment professionals, offering insightful guidance and steady encouragement to analysts early in their careers. His leadership is characterized by a rare combination of intelligence, integrity, and humility, which has earned him a reputation for sound judgment and a genuine commitment to nurturing talent.
Steve holds a B.A. in Finance from the University of Illinois at Urbana-Champaign and the Chartered Financial Analyst® designation.
Outside of work, Steve is engaged in his community, actively supporting local service initiatives and giving back in meaningful ways. He enjoys traveling with his family, playing golf, and is a passionate supporter of his alma mater, the University of Illinois, as a devoted Fighting Illini fan.
Steve Hinrichs
CFA
Senior Vice President &
Chief Investment Officer
Partner
Todd Sheridan
CFA
Vice President, Portfolio Management & Research
Partner
309-685-0033
todd@dviinc.com
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Todd joined David Vaughan Investments in 1999, bringing with him decades of investment experience and a disciplined, analytical mindset. As one of the firm’s most senior leaders, he has played a key role in shaping DVI’s portfolio strategy and delivering long-term value to clients. Known for his integrity, precision, and steady leadership, Todd sets high standards for himself and fosters a culture of excellence within his team. Todd is steadfast in his commitment to thoughtful execution and enduring client relationships.
Todd’s investment philosophy is rooted in values learned early in life. His professional journey began at age 13, working alongside his father in the family’s appliance repair and refrigeration business. There, he developed a fundamental principle that still informs his approach today: to solve a problem effectively, you must first understand it completely. This mindset—paired with relentless focus and a commitment to integrity—has been a throughline in Todd’s work.
His financial career formally began in 1988 at a prominent Peoria manufacturing company, where he started in cash management before transitioning to its newly established internal investment management division in 1992. This experience laid a strong foundation for his subsequent work at DVI, where he continues to lead with clarity, insight, and an unwavering dedication to the firm’s mission.
Todd holds a B.S. in Finance from the University of Illinois at Urbana-Champaign and the Chartered Financial Analyst® designation.
Outside the office, Todd helps manage a small farm with his wife and enjoys the tangible rewards of working the land. In his free time, he also finds joy in wingshooting during the fall, waterskiing in the summer, and playing the occasional round of golf.
Todd Sheridan
CFA
Vice President,
Portfolio Management & Research
Partner
Lawrence “Will” Williams IV
Chairman, President, & Chief Executive Officer
Partner
309-685-0033
will@dviinc.com
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As Chairman, President, and CEO of DVI, Will has been a driving force behind the firm’s evolution into a premier wealth management organization. With over three decades of experience at DVI, Will leads with purpose, integrity, and a relentless commitment to continuous improvement.
Will joined DVI in 1990 after beginning his career as a proprietary trader and economic analyst at a respected local investment firm. His early roles spanned every core function of the business—compliance, operations, accounting, trading, portfolio management, and research—giving him an unmatched, ground-up perspective of the investment advisory world. That foundational experience continues to inform his leadership and strategic vision today.
Inspired early in life by DVI’s founder, David Vaughan, Will was drawn to a mission-driven approach to wealth management: one that marries intellectual rigor with a deep sense of responsibility to clients and community. He became a Partner in the firm and assumed its most senior leadership roles with a clear focus—to preserve DVI’s core values while fostering innovation, growth, and long-term value for clients.
Will holds a B.A. in Economics and Political Science from Denison University and an MBA from Bradley University. His professional values—hard work, perseverance, long-term thinking, and gratitude—mirror his personal passions.
Outside the office, Will enjoys spending time outdoors hunting, fly fishing, and skiing, as well as reading and listening to music. He cherishes time with his wife and daughter and credits much of his personal and professional success to the mentorship and wisdom of lifelong friends, many of whom were decades his senior and helped shape his worldview.
Lawrence “Will” Williams IV
Chairman, President, & Chief Executive Officer
Partner
Zack Morgenstern
CFP®
Relationship Manager
309-685-0033
zmorgenstern@dviinc.com
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Zack joined DVI in 2021 as an Assistant Relationship Manager and was promoted to Relationship Manager in 2024. His progression through the firm has deepened his insight into DVI’s operations and strengthened his ability to meet the evolving needs of clients. Drawn to DVI’s client-first philosophy, Zack is committed to building meaningful relationships and earning trust through thoughtful, personalized service.
Before beginning his career in financial planning, Zack pursued professional baseball—an experience that instilled in him the values of discipline, consistency, and a relentless work ethic. These qualities guided his transition into accounting and financial advising, where he found a rewarding path helping individuals and families navigate complex financial decisions.
Zack holds a B.A. in Accounting and Finance from Augustana College and is a CERTIFIED FINANCIAL PLANNER® professional.
Outside of work, Zack and his family are enthusiastic about community involvement. He serves on the Board of Directors for Wildlife Prairie Park and enjoys spending time with his family playing golf, baseball, and volleyball.
Zack Morgenstern
CFP®
Relationship Manager
Board of Managers
Since 2004, DVI has been guided by a Board of Managers whose diverse expertise and strategic oversight ensure we remain true to our core values while evolving to meet our clients’ needs.
Careers
At DVI, we build careers around top talent and shared values. Join a team where collaboration, integrity, and Quiet Quality define everything we do. Click below to learn how you can contribute to a culture that values and invests in every Associate’s long-term success.
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We listen first, then craft custom strategies—grounded in fiduciary discipline and steady guidance—to help your hard-earned wealth reflect what matters most to you. Connect with an Associate to begin.
